US 7,970,918 B2Grant
End-to-end publish/subscribe middleware architecture
Issue Date:2011-06-28
•43 Claims
•22 Drawing Sheets
Abstract
Message publish/subscribe systems are required to process high message volumes with reduced latency and performance bottlenecks. The end-to-end middleware architecture proposed by the present invention is designed for high-volume, low-latency messaging by, among other things, reducing intermediary hops with neighbor-based routing, introducing efficient native-to-external and external-to-native protocol conversions, monitoring system performance, including latency, in real time, employing topic-based and channel-based message communications, and dynamically optimizing system interconnect configurations and message transmission protocols.
Metadata
Assignee
- Tervela, Inc.
Inventors
- J. Barry Thompson
- Kul Singh
- Pierre Fraval
Application Information
Application Number:US 11/316,778
Filing Date:2005-12-23
Priority Date:2005-01-06
Art Unit:2447
Classifications
IPC:
G06F15/16G06F15/173G06F3/00G06F9/44G06F9/46G06F13/00
Patent Drawings (22 sheets)
Description
Reference to Earlier-Filed and Related Applications
[0001] This application claims the benefit and incorporates by reference U.S. Provisional Application Ser. No. 60/641,988, filed Jan. 6, 2005, entitled “Event Router System and Method” and U.S. Provisional Application Ser. No. 60/688,983, filed Jun. 8, 2005, entitled “Hybrid Feed Handlers And Latency Measurement.” This application is related to the following applications: U.S. Ser. No. 11/317,295, filed Dec. 23, 2005, titled “Hardware-based Messaging Appliance;” U.S. Ser. No. 11/317,280, filed Dec. 23, 2005, titled “Intelligent Messaging Application Programming Interface;” U.S. Ser. No. 11/318,151, filed Dec. 23, 2005, titled “A Caching Engine in a Messaging System;” and U.S. Ser. No. 11/327,526, filed Jan. 5, 2006, titled “Provisioning and Management in a Message Publish/Subscribe System.”
Field of the Invention
[0002] The present invention relates to data messaging and more particularly to middleware architecture of publish/subscribe systems.
Background
[0003] The increasing level of performance required by data messaging infrastructures provides a compelling rationale for advances in networking infrastructure and protocols. Fundamentally, data distribution involves various sources and destinations of data, as well as various types of interconnect architectures and modes of communications between the data sources and destinations. Examples of existing data messaging architectures include hub-and-spoke, peer-to-peer and store-and-forward.
[0004] With the hub-and-spoke system configuration, all communications are transported through the hub, often creating performance bottlenecks when processing high volumes. Therefore, this messaging system architecture produces latency. One way to work around this bottleneck is to deploy more servers and distribute the network load across these different servers. However, such architecture presents scalability and operational problems. By comparison to a system with the hub-and-spoke configuration, a system with a peer-to-peer configuration creates unnecessary stress on the applications to process and filter data and is only as fast as its slowest consumer or node. Then, with a store-and-forward system configuration, in order to provide persistence, the system stores the data before forwarding it to the next node in the path. The storage operation is usually done by indexing and writing the messages to disk, which potentially creates performance bottlenecks. Furthermore, when message volumes increase, the indexing and writing tasks can be even slower and thus, can introduces additional latency.
[0005] Existing data messaging architectures share a number of deficiencies. One common deficiency is that data messaging in existing architectures relies on software that resides at the application level. This implies that the messaging infrastructure experiences OS (operating system) queuing and network I/O (input/output), which potentially create performance bottlenecks. Another common deficiency is that existing architectures use data transport protocols statically rather than dynamically even if other protocols might be more suitable under the circumstances. A few examples of common protocols include routable multicast, broadcast or unicast. Indeed, the application programming interface (API) in existing architectures is not designed to switch between transport protocols in real time.
[0006] Also, network configuration decisions are usually made at deployment time and are usually defined to optimize one set of network and messaging conditions under specific assumptions. The limitations associated with static (fixed) configuration preclude real time dynamic network reconfiguration. In other words, existing architectures are configured for a specific transport protocol which is not always suitable for all network data transport load conditions and therefore existing architectures are often incapable of dealing, in real-time, with changes or increased load capacity requirements.
[0007] Furthermore, when data messaging is targeted for particular recipients or groups of recipients, existing messaging architectures use routable multicast for transporting data across networks. However, in a system set up for multicast there is a limitation on the number of multicast groups that can be used to distribute the data and, as a result, the messaging system ends up sending data to destinations which are not subscribed to it (i.e., consumers which are not subscribers). This increases consumers' data processing load and discard rate due to data filtering. Then, consumers that become overloaded for any reason and cannot keep up with the flow of data eventually drop incoming data and later ask for retransmissions. Retransmissions affect the entire system in that all consumers receive the repeat transmissions and all of them re-process the incoming data. Therefore, retransmissions can cause multicast storms and eventually bring the entire networked system down.
[0008] When the system is set up for unicast messaging as a way to reduce the discard rate, the messaging system may experience bandwidth saturation because of data duplication. For instance, if more than one consumer subscribes to a given topic of interest, the messaging system has to deliver the data to each subscriber, and in fact it sends a different copy of this data to each subscriber. And, although this solves the problem of consumers filtering out non-subscribed data, unicast transmission is non-scalable and thus not adaptable to substantially large groups of consumers subscribing to a particular data or to a significant overlap in consumption patterns.
[0009] One more common deficiency of existing architectures is their slow and often high number of protocol transformations. The reason for this is the IT (information technology) band-aid strategy in the Enterprise Application Integration (EIA) domain, where more and more new technologies are integrated with legacy systems.
[0010] Hence, there is a need to improve data messaging systems performance in a number of areas. Examples where performance might need improvement are speed, resource allocation, latency, and the like.
Summary of the Invention
[0011] The present invention is based, in part, on the foregoing observations and on the idea that such deficiencies can be addressed with better results using a different approach. These observations gave rise to the end-to-end message publish/subscribe architecture for high-volume and low-latency messaging. So therefore, a data distribution system with an end-to-end message publish/subscribe architecture in accordance with the principles of the present invention can advantageously route significantly higher message volumes with significantly lower latency by, among other things, reducing intermediary hops with neighbor-based routing and network disintermediation, introducing efficient native-to-external and external-to-native protocol conversions, monitoring system performance, including latency, in real time, employing topic-based and channel-based message communications, and dynamically and intelligently optimizing system interconnect configurations and message transmission protocols. In addition, such system can provide guaranteed delivery quality of service with data caching.
[0012] In connection with resource allocation, a data distribution system in accordance with the present invention produces the advantage of dynamically allocating available resources in real time. To this end, instead of the conventional static configuration approach the present invention contemplates a system with real-time, dynamic, learned approach to resource allocation. Examples where resource allocation can be optimized in real time include network resources (usage of bandwidth, protocols, paths/routes) and consumer system resources (usage of CPU, memory, disk space).
[0013] In connection with monitoring system topology and performance, a data distribution system in accordance with the present invention advantageously distinguishes between message-level and frame-level latency measurements. In certain cases, the correlation between these measurements provides a competitive business advantage. In other words, the nature and extent of latency may indicate best data and source of data which, in turn, may be useful in business processes and provide a competitive edge.
[0014] Thus, in accordance with the purpose of the invention as shown and broadly described herein one exemplary system with a publish/subscribe middleware architecture includes: one or more than one messaging appliance configured for receiving and routing messages; an interconnect; and a provisioning and management system linked via the interconnect and configured for exchanging administrative messages with each messaging appliance. In such system, the messaging appliance executes the routing of messages by dynamically selecting a message transmission protocol and a message routing path.
[0015] In addition, the publish/subscribe system can be centrally monitored and configured from the provisioning and management system. This provides a manageable and scalable single-point configuration for entitlements, user management, digital rights management, schemas, etc.
[0016] Moreover, the foregoing system can be implemented with one or more namespace domains, and, if indeed more than one space domain exists, the system further includes a domain interconnect medium for connecting between the namespace domains. This domain interconnect medium can be, for instance, any networking infrastructure.
[0017] In yet another embodiment, an enterprise system with a publish/subscribe middleware architecture includes: a market data delivery infrastructure having one or more messaging appliances for receiving and routing market data messages; a market order routing infrastructure having one or more messaging appliances for receiving and routing transaction order messages; and an intermediate infrastructure in communication link with the market data delivery and market order routing infrastructures, respectively. In this system, the intermediary infrastructure includes one or more than one messaging appliance configured for receiving and routing the market data and transaction order messages, an interconnect, and a provisioning and management system linked via the interconnect and configured for exchanging administrative messages with each messaging appliance, including the messaging appliances in the market data delivery and market order routing infrastructures. Again, each of the messaging appliances is further configured for executing the routing of messages it receives by dynamically selecting a message transmission protocol and a message routing path.
[0018] Moreover, in such enterprise system there are market data sources for publishing the market data messages and market data consumers (external data destinations) for receiving the market data messages and for publishing the transaction order messages. The market data consumers include one or more applications. Therefore, the intermediate infrastructure includes an application programming interface between each of the applications and one of the messaging appliances in the intermediate infrastructure to which such application programming interface is registered. The application programming interfaces are operative for delivering the market data messages to the applications and transaction order messages from the applications. This system further includes protocol transformation engines for translating between native and external message protocols of incoming and outgoing message, respectively.
[0019] In sum, these and other features, aspects and advantages of the present invention will become better understood from the description herein, appended claims, and accompanying drawings as hereafter described.
Brief Description of the Drawings
[0020] The accompanying drawings which are incorporated in and constitute a part of this specification illustrate various aspects of the invention and together with the description, serve to explain its principles. Wherever convenient, the same reference numbers will be used throughout the drawings to refer to the same or like elements.
[0021] FIG. 1 illustrates an end-to-end middleware architecture in accordance with the principles of the present invention.
[0022] FIG. 1 a is a diagram illustrating an overlay network.
[0023] FIG. 2 is a diagram illustrating an enterprise infrastructure implemented with an end-to-end middleware architecture according to the principles of the present invention.
[0024] FIG. 2 a is a diagram illustrating an enterprise infrastructure physical deployment with the message appliances (MAs) creating a network backbone disintermediation.
[0025] FIG. 3 illustrates a channel-based messaging system architecture.
[0026] FIGS. 4 a and 4b illustrate one possible topic-based message format.
[0027] FIG. 5 shows a topic-based message routing and routing table.
[0028] FIG. 6 is a block diagram illustrating a provisioning and management (P&M) system in accordance with one embodiment of the invention.
[0029] FIGS. 7 a and 7b illustrate a messaging (publish/subscribe) system with a namespace-based topology.
[0030] FIGS. 8 a and 8b are diagrams illustrating the communication between the P&M system and one of the message appliances (MAs).
[0031] FIG. 9 is a block diagram illustrating an MA configured in accordance with the principles of the present invention.
[0032] FIGS. 10 a and 10b show the interface for communications between the MA and the CE (caching engine).
[0033] FIGS. 11 a and 11b show the interface for communications between the MA and the application programming interface (API).
[0034] FIG. 12 is a block diagram illustrating a CE configured in accordance with one embodiment of the invention.
[0035] FIG. 13 is a block diagram of an API configured in accordance with one embodiment of the present invention.
[0036] FIG. 14 illustrates a system designed with session-based fault tolerant configuration in accordance with the principles of the present invention.
Detailed Description
[0037] Before outlining the details of various embodiments in accordance with aspects and principles of the present invention the following is a brief explanation of some terms that may be used throughout this description. It is noted that this explanation is intended to merely clarify and give the reader an understanding of how such terms might be used, but without limiting these terms to the context in which they are used and without limiting the scope of the claims thereby.
[0038] The term “middleware” is used in the computer industry as a general term for any programming that mediates between two separate and often already existing programs. Typically, middleware programs provide messaging services so that different applications can communicate. The systematic tying together of disparate applications, often through the use of middleware, is known as enterprise application integration (EAI). In this context, however, “middleware” can be a broader term used in the context of messaging between source and destination and the facilities deployed to enable such messaging; and, thus, middleware architecture covers the networking and computer hardware and software components that facilitate effective data messaging, individually and in combination as will be described below. Moreover, the terms “messaging system” or “middleware system,” can be used in the context of publish/subscribe systems in which messaging servers manage the routing of messages between publishers and subscribers. Indeed, the paradigm of publish/subscribe in messaging middleware is a scalable and thus powerful model.
[0039] The term “consumer” may be used in the context of client-server applications and the like. In one instance a consumer is a system or an application that uses an application programming interface (API) to register to a middleware system, to subscribe to information, and to receive data delivered by the middleware system. An API inside the middleware architecture boundaries is a consumer; and an external consumer is any publish/subscribe system (or external data destination) that doesn't use the API and for communications with which messages go through protocol transformation (as will be later explained).
[0040] The term “external data source” may be used in the context of data distribution and message publish/subscribe systems. In one instance, an external data source is regarded as a system or application, located within or outside the enterprise private network, which publishes messages in one of the common protocols or its own message protocol. An example of an external data source is a market data exchange that publishes stock market quotes which are distributed to traders via the middleware system. Another example of an external data source is transactional data. Note that in a typical implementation of the present invention, as will be later described in more detail, the middleware architecture adopts its unique native protocol to which data from external data sources is converted once it enters the middleware system domain, thereby avoiding multiple protocol transformations typical of conventional systems.
[0041] The term “external data destination” is also used in the context of data distribution and message publish/subscribe systems. An external data destination is, for instance, a system or application, located within or outside the enterprise private network, which is subscribing to information routed via a local/global network. One example of an external data destination could be the aforementioned market data exchange that handles transaction orders published by the traders. Yet another embodiment of the external data destination is transactional data. Note that, in the foregoing middleware architecture messages directed to an external data destination are translated from the native protocol to the external protocol associated with the external data destination.
[0042] As can be ascertained from the description herein, the present invention can be practiced in various ways with various configurations, each embodying a middleware architecture. An example of an end-to-end middleware architecture in accordance with the principles of the present invention is shown in FIG. 1 .
[0043] This exemplary architecture combines a number of beneficial features which include: messaging common concepts, APIs, fault tolerance, provisioning and management (P&M), quality of service (QoS—conflated, best-effort, guaranteed-while-connected, guaranteed-while-disconnected etc.), persistent caching for guaranteed delivery QoS, management of namespace and security service, a publish/subscribe ecosystem (core, ingress and egress components), transport-transparent messaging, neighbor-based messaging (a model that is a hybrid between hub-and-spoke, peer-to-peer, and store-and-forward, and which uses a subscription-based routing protocol that can propagate the subscriptions to all neighbors as necessary), late schema binding, partial publishing (publishing changed information only as opposed to the entire data) and dynamic allocation of network and system resources. As will be later explained, the publish/subscribe system advantageously incorporates a fault tolerant design of the middleware architecture. Note that the core MAs portion of the publish/subscribe ecosystem uses the aforementioned native messaging protocol (native to the middleware system) while the ingress and egress portions, the edge MAs, translate to and from this native protocol, respectively.
[0044] In addition to the publish/subscribe system components, the diagram of FIG. 1 shows the logical connections and communications between them. As can be seen, the illustrated middleware architecture is that of a distributed system. In a system with this architecture, a logical communication between two distinct physical components is established with a message stream and associated message protocol. The message stream contains one of two categories of messages: administrative and data messages. The administrative messages are used for management and control of the different physical components, management of subscriptions to data, and more. The data messages are used for transporting data between sources and destinations, and in a typical publish/subscribe messaging there are multiple senders and multiple receivers of data messages.
[0045] With the structural configuration and logical communications as illustrated the distributed publish/subscribe system with the middleware architecture is designed to perform a number of logical functions. One logical function is message protocol translation which is advantageously performed at an edge messaging appliance (MA) component. A second logical function is routing the messages from publishers to subscribers. Note that the messages are routed throughout the publish/subscribe network. Thus, the routing function is performed by each MA where messages are propagated, say, from an edge MA 106a-b (or API) to a core MA 108a-c or from one core MA to another core MA and eventually to an edge MA (e.g., 106b) or API 110a-b. The API 110a-b communicates with applications 1121-n via an inter-process communication bus (sockets, shared memory etc.).
[0046] A third logical function is storing messages for different types of guaranteed-delivery quality of service, including for instance guaranteed-while-connected and guaranteed-while-disconnected. A fourth function is delivering these messages to the subscribers. As shown, an API 106a-b delivers messages to subscribing applications 1121-n.
[0047] In this publish/subscribe middleware architecture, the system configuration function as well as other administrative and system performance monitoring functions are managed by the P&M system. Additionally, the MAs are deployed as edge MAs or core MAs, depending on their role in the network. An edge MA is similar to a core MA in most respects, except that it includes a protocol translation engine that transforms messages from external to native protocols and from native to external protocols. Thus, in general, the boundaries of the publish/subscribe system middleware architecture are characterized by its edges at which there are edge MAs 106a-b and APIs 110a-b; and within these boundaries there are core MAs 108a-c.
[0048] In a typical system, the core MAs 108a-c route the published messages internally within the system towards the edge MAs or APIs (e.g., APIs 110a-b). The routing map, particularly in the core MAs, is designed for maximum volume, low latency, and efficient routing. Moreover, the routing between the core MAs can change dynamically in real-time. For a given messaging path that traverses a number of nodes (core MAs), a real time change of routing is based on one or more metrics, including network utilization, overall end-to-end latency, communications volume, network delay, loss and jitter.
[0049] Alternatively, instead of dynamically selecting the best performing path out of two or more diverse paths, the MA can perform multi-path routing based on message replication and thus send the same message across all paths. All the MAs located at convergence points of diverse paths will drop the duplicated messages and forward only the first arrived message. This routing approach has the advantage of optimizing the messaging infrastructure for low latency; although the drawback of this routing method is that the infrastructure requires more network bandwidth to carry the duplicated traffic.
[0050] Note that the system architecture is not confined to a particular limited geographic area and, in fact, is designed to transcend regional or national boundaries and even span across continents. In such cases, the edge MAs in one network can communicate with the edge MAs in another geographically distant network via existing networking infrastructures.
[0051] The edge MAs have the ability to convert any external message protocol of incoming messages to the middleware system's native message protocol; and from native to external protocol for outgoing messages. That is, an external protocol is converted to the native (e.g., Tervela™) message protocol when messages are entering the publish/subscribe network domain (ingress); and the native protocol is converted into the external protocol when messages exit the publish/subscribe network domain (egress). Another function of edge MAs is to deliver the published messages to the subscribing external data destinations.
[0052] Additionally, both the edge and the core MAs 106a-b and 108a-c are capable of storing the messages before forwarding them. One way this can be done is with a caching engine (CE) 118a-b. One or more CEs can be connected to the same MA. Theoretically, the API is said not to have this store-and-forward capability although in reality an API 110a-b could store messages before delivering them to the application, and it can store messages received from applications before delivering them to a core MA, edge MA or another API.
[0053] When an MA (edge or core MA) has an active connection to a CE, it forwards all or a subset of the routed messages to the CE which writes them to a storage area for persistency. For a predetermined period of time, these messages are then available for retransmission upon request. Examples where this feature is implemented are data replay, partial publish and various quality of service levels. Partial publish is effective in reducing network and consumers load because it requires transmission only of updated information rather than of all information.
[0054] To illustrate how the routing maps might effect routing, a few examples of the publish/subscribe routing paths are shown in FIG. 1 . In this illustration, the middleware architecture of the publish/subscribe network provides five or more different communication paths between publishers and subscribers.
[0055] The first communication path links an external data source to an external data destination. The published messages received from the external data source 1141-n are translated into the native (e.g., Tervela™) message protocol and then routed by the edge MA 106a. One way the native protocol messages can be routed from the edge MA 106a is to an external data destination 116n. This path is called out as communication path 1a. In this case, the native protocol messages are converted into the external protocol messages suitable for the external data destination. Another way the native protocol messages can be routed from the edge MA 106b is internally through a core MA 108b. This path is called out as communication path 1b. Along this path, the core MA 108b routes the native messages to an edge MA 106a. However, before the edge MA 106a routes the native protocol messages to the external data destination 1161, it converts them into an external message protocol suitable for this external data destination 1161. As can be seen, this communication path doesn't require the API to route the messages from the publishers to the subscribers. Therefore, if the publish/subscribe system is used for external source-to-destination communications, the system need not include an API.
[0056] Another communication path, called out as communications path 2, links an external data source 114n to an application using the API 110b. Published messages received from the external data source are translated at the edge MA 106a into the native message protocol and are then routed by the edge MA to a core MA 108a. From the first core MA 108a, the messages are routed through another core MA 108c to the API 110b. From the API the messages are delivered to subscribing applications (e.g., 1122). Because the communication paths are bidirectional, in another instance, messages could follow a reverse path from the subscribing applications 1121-n to the external data destination 116n. In each instance, core MAs receive and route native protocol messages while edge MAs receive external or native protocol messages and, respectively, route native or external protocol messages (edge MAs translate to/from such external message protocol to/from the native message protocol). Each of the edge MAs can route an ingress message simultaneously to both native protocol channels and external protocol channels. As a result, each edge MA can route an ingress message simultaneously to both external and internal consumers, where internal consumers consume native protocol messages and external consumers consume external protocol messages. This capability enables the messaging infrastructure to seamlessly and smoothly integrate with legacy applications and systems.
[0057] Yet another communication path, called out as communications path 3, links two applications, both using an API 110a-b. At least one of the applications publishes messages or subscribes to messages. The delivery of published messages to (or from) subscribing (or publishing) applications is done via an API that sits on the edge of the publish/subscribe network. When applications subscribe to messages, one of the core or edge MAs routes the messages towards the API which, in turn, notifies the subscribing applications when the data is ready to be delivered to them. Messages published from an application are sent via the API to the core MA 108c to which the API is ‘registered’.
[0058] Note that by ‘registering’ (logging in) to an MA, the API becomes logically connected to it. An API initiates the connection to the MA by sending a registration (a ‘log-in’ request) message to the MA. After registration, the API can subscribe to particular topics of interest by sending its subscription messages to the MA. Topics are used for publish/subscribe messaging to define shared access domains and the targets for a message, and therefore a subscription to one or more topics permits reception and transmission of messages with such topic notations. The P&M sends to the MAs in the network periodic entitlement updates and each MA updates its own table accordingly. Hence, if the MA find the API to be entitled to subscribe to a particular topic (the MA verifies the API's entitlements using the routing entitlements table) the MA activates the logical connection to the API. Then, if the API is properly registered with it, the core MA 108c routes the data to the second API 110 as shown. In other instances this core MA 108b may route the messages through additional one or more core MAs (not shown) which route the messages to the API 110b that, in turn, delivers the messages to subscribing applications 1121-n.
[0059] As can be seen, communications path 3 doesn't require the presence of an edge MA, because it doesn't involve any external data message protocol. In one embodiment exemplifying this kind of communications path, an enterprise system is configured with a news server that publishes to employees the latest news on various topics. To receive the news, employees subscribe to their topics of interest via a news browser application using the API.
[0060] Note that the middleware architecture allows subscription to one or more topics. Moreover, this architecture allows subscription to a group of related topics with a single subscription request, by allowing wildcards in the topic notation.
[0061] Yet another path, called out as communications path 4, is one of the many paths associated with the P&M system 102 and 104 with each of them linking the P&M to one of the MAs in the publish/subscribe network middleware architecture. The messages going back and forth between the P&M system and each MA are administrative messages used to configure and monitor that MA. In one system configuration, the P&M system communicates directly with the MAs. In another system configuration, the P&M system communicates with MAs through other MAs. In yet another configuration the P&M system can communicate with the MAs both directly or indirectly.
[0062] In a typical implementation, the middleware architecture can be deployed over a network with switches, router and other networking appliances, and it employs channel-based messaging capable of communications over any type of physical medium. One exemplary implementation of this fabric-agnostic channel-based messaging is an IP-based network. In this environment, all communications between all the publish/subscribe physical components are performed over UDP (User Datagram Protocol), and the transport reliability is provided by the messaging layer. An overlay network according to this principle is illustrated in FIG. 1 a.
[0063] As shown, overlay communications 1, 2 and 3 can occur between the three core MAs 208a-c via switches 214a-c, a router 216 and subnets 218a-c. In other words, these communication paths can be established on top of the underlying network which is composed of networking infrastructure such as subnets, switches and routers, and, as mentioned, this architecture can span over a large geographic area (different countries and even different continents).
[0064] Notably, the foregoing and other end-to-end middleware architectures according to the principles of the present invention can be implemented in various enterprise infrastructures in various business environments. One such implementation is illustrated on FIG. 2 .
[0065] In this enterprise infrastructure, a market data distribution plant 12 is built on top of the publish/subscribe network for routing stock market quotes from the various market data exchanges 3201-n to the traders (applications not shown). Such an overlay solution relies on the underlying network for providing interconnects, for instance, between the MAs as well as between such MAs and the P&M system. Market data delivery to the APIs 3101-n is based on applications subscription. With this infrastructure, traders using the applications (not shown) can place transaction orders that are routed from the APIs 3101-n through the publish/subscribe network (via core MAs 308a-b and the edge MA 306b) back to the market data exchanges 3201-n.
[0066] An example of the underlying physical deployment is illustrated on FIG. 2 a. As shown, the MAs are directly connected to each other and plugged directly into the networks and subnets in which the consumers and publishers of messaging traffic are physically connected. In this case, interconnects would be the direct connections, say, between the MAs as well as between them and the P&M system. This enables a network backbone disintermediation and a physical separation of the messaging traffic from other enterprise applications traffic. Effectively, the MAs can be used to remove the reliance on traditional routed network for the messaging traffic.
[0067] In this example of physical deployment, the external data sources or destinations, such as market data exchanges, are directly connected to edge MAs, for instane edge MA 1. The consuming or publishing applications of messaging traffic, such as market trading applications, are connected to the subnets 1-12. These applications have at least two ways to subscribe, publish or communicate with other applications. The application could either use the enterprise backbone, composed of multiple layers of redundant routers and switches, which carries all enterprise application traffic, such as messaging traffic, or use the messaging backbone, composed of edge and core MAs directly interconnected to each other via an integrated switch. Using an alternative backbone has the benefit of isolating the messaging traffic from other enterprise application traffic, and thus better controlling the performance of the messaging traffic. In one implementation, an application located in subnet 6 logically or physically connected to the core MA 3, subscribes to or publishes messaging traffic in the native protocol, using the Tervela API. In another implementation, an application located in subnet 7 logically or physically connected to the edge MA 1, subscribes to or publishes the messaging traffic in an external protocol, where the MA performs the protocol transformation using the integrated protocol transformation engine module.
[0068] Logically, the physical components of the publish/subscribe network are built on a messaging transport layer akin to layers 1 to 4 of the Open Systems Interconnection (OSI) reference model. Layers 1 to 4 of the OSI model are respectively the Physical, Data Link, Network and Transport layers.
[0069] Thus, in one embodiment of the invention, the publish/subscribe network can be directly deployed into the underlying network/fabric by, for instance, inserting one or more messaging line card in all or a subset of the network switches and routers. In another embodiment of the invention, the publish/subscribe network can be deployed as a mesh overlay network (in which all the physical components are connected to each other). For instance, a fully-meshed network of 4 MAs is a network in which each of the MAs is connected to each of its 3 peer MAs. In a typical implementation, the publish/subscribe network is a mesh network of one or more external data sources and/or destinations, one or more provisioning and management (P&M) systems, one or more messaging appliances (MAs), one or more optional caching engines (CE) and one or more optional application programming interfaces (APIs).
[0070] As will be later explained in more detail, reliability, availability and consistency are often necessary in enterprise operations. For this purpose, the publish/subscribe system can be designed for fault tolerance with several of its components being deployed as fault tolerant systems. For instance, MAs can be deployed as fault-tolerant MA pairs, where the first MA is called the primary MA, and the second MA is called the secondary MA or fault-tolerant MA (FT MA). Again, for store and forward operations, the CE (cache engine) can be connected to a primary or secondary core/edge MA. When a primary or secondary MA has an active connection to a CE, it forwards all or a subset of the routed messages to that CE which writes them to a storage area for persistency. For a predetermined period of time, these messages are then available for retransmission upon request.
[0071] Notably, communications throughout the publish/subscribe network are conducted using the native protocol messages independently from the underlying transport logic. This is why we refer to this architecture as a transport-transparent channel-based messaging architecture.
[0072] FIG. 3 illustrate in more details the channel-based messaging architecture 320. Generally, each communication path between the messaging source and destination is considered a messaging transport channel. Each channel 3261-n, is established over a physical medium with interfaces 3281-n between the channel source and the channel destination. Each such channel is established for a specific message protocol, such as the native (e.g., Tervela™) message protocol or others. Only edge MAs (those that manage the ingress and egress of the publish/subscribe network) use the channel message protocol (external message protocol). Based on the channel message protocol, the channel management layer 324 determines whether incoming and outgoing messages require protocol translation. In each edge MA, if the channel message protocol of incoming messages is different from the native protocol, the channel management layer 324 will perform a protocol translation by sending the message for process through the protocol translation engine (PTE) 332 before passing them along to the native message layer 330. Also, in each edge MA, if the native message protocol of outgoing messages is different from the channel message protocol (external message protocol), the channel management layer 324 will perform a protocol translation by sending the message for process through the protocol translation engine (PTE) 332 before routing them to the transport channel 3261-n. Hence, the channel manages the interface 3281-n with the physical medium as well as the specific network and transport logic associated with that physical medium and the message reassembly or fragmentation.
[0073] In other words, a channel manages the OSI transport to physical layers 322. Optimization of channel resources is done on a per channel basis (e.g., message density optimization for the physical medium based on consumption patterns, including bandwidth, message size distribution, channel destination resources and channel health statistics). Then, because the communication channels are fabric agnostic, no particular type of fabric is required. Indeed, any fabric medium will do, e.g., ATM, Infiniband or Ethernet.
[0074] Incidentally, message fragmentation or re-assembly may be needed when, for instance, a single message is split across multiple frames or multiple messages are packed in a single frame Message fragmentation or reassembly is done before delivering messages to the channel management layer.
[0075] FIG. 3 further illustrates a number of possible channels implementations in a network with the middleware architecture. In one implementation 340, the communication is done via a network-based channel using multicast over an Ethernet switched network which serves as the physical medium for such communications. In this implementation the source send messages from its IP address, via its UDP port, to the group of destinations (defined as an IP multicast address) with its associated UDP port. In a variation of this implementation 342, the communication between the source and destination is done over an Ethernet switched network using UDP unicast. From its IP address, the source sends messages, via a UDP port, to a select destination with a UDP port at its respective IP address.
[0076] In another implementation 344, the channel is established over an Infiniband interconnect using a native Infiniband transport protocol, where the Infiniband fabric is the physical medium. In this implementation the channel is node-based and communications between the source and destination are node-based using their respective node addresses. In yet another implementation 346, the channel is memory-based, such as RDMA (Remote Direct Memory Access), and referred to here as direct connect (DC). With this type of channel, messages are sent from a source machine directly into the destination machine's memory, thus, bypassing the CPU processing to handle the message from the NIC to the application memory space, and potentially bypassing the network overhead of encapsulating messages into network packets.
[0077] As to the native protocol, one approach uses the aforementioned native Tervela™ message protocol. Conceptually, the Tervela™ message protocol is similar to an IP-based protocol. Each message contains a message header and a message payload. The message header contains a number of fields one of which is for the topic information. As mentioned, a topic is used by consumers to subscribe to a shared domain of information.
[0078] FIGS. 4 a and 4b illustrate one possible topic-based message format. As shown, messages include a header 370 and a body 372 and 374 which includes the payload. The two types of messages, data and administrative are shown with different message bodies and payload types. The header includes fields for the source and destination namespace identifications, source and destination session identifications, topic sequence number and hope timestamp; and, in addition, it includes the topic notation field (which is preferably of variable length). The topic might be defined as a token-based string, such as NYSE.RTF.IBM 376 which is the topic string for messages containing the real time quote of the IBM stock.
[0079] In some embodiment, the topic information in the message might be encoded or mapped to a key, which can be one or more integer values. Then, each topic would be mapped to a unique key, and the mapping database between topics and keys would be maintained by the P&M system and updated over the wire to all MAs. As a result, when an API subscribes or publishes to one topic, the MA is able to return the associated unique key that is used for the topic field of the message.
[0080] Preferably, the subscription format will follow the same format as the message topic. However, the subscription format also supports wildcards that match any topic substring or regular expression pattern-match against the topic. Handling of wildcard mapping to actual topics may be dependant on the P&M subsystem or handled by the MA depending on complexity of the wildcard or pattern-match request.
[0081] For instance, such pattern matching rules could be:
[0082] Example #1: A string with a wildcard of T1.*.T3.T4 would match T1.T2a.T3.T4 and T1.T2b.T3.T4 but would not match T1.T2.T3.T4.T5
[0083] Example #2: A string with wildcards of T1.*.T3.T4.* would not match T1.T2a T3.T4 and T1.T2b.T3.T4 but it would match T1.T2.T3.T4.T5
[0084] Example #3: A string with wildcards of T1.*.T3.T4.[*] (optional 5th element) would match T1.T2a.T3.T4, T1.T2b.T3.T4 and T1.T2.T3.T4.T5 but would not match T1.T2.T3.T4.T5.T6
[0085] Example #4: A string with a wildcard of T1.T2*.T3.T4 would match T1.T2a.T3.T4 and T1.T2b.T3.T4 but would not match T1.T5a.T3.T4
[0086] Example #5: A string with wildcards of T1.*.T3.T4.>(any number of trailing elements) would match T1.T2a.T3.T4, T1.T2b.T3.T4, T1.T2.T3.T4.T5 and T1.T2.T3.T4.T5.T6.
[0087] FIG. 5 shows topic-based message routing. As indicated, a topic might be defined as a token-based string, such as T1.T2.T3.T4, where T1, T2, T3 and T4 are strings of variable lengths. As can be seen, incoming messages with particular topic notations 400 are selectively routed to communications channels 404, and the routing determination is made based on a routing table 402. The mapping of the topic subscription to the channel defines the route and is used to propagate messages throughout the publish/subscribe network. The superset of all these routes, or mapping between subscriptions and channels, defines the routing table. The routing table is also referred to as the subscription table. The subscription table for routing via string-based topics can be structured in a number of ways, but is preferably configured for optimizing its size as well as the routing lookup speed. In one implementation, the subscription table may be defined as a dynamic hash map structure, and in another implementation the subscription table may be arranged in a tree structure as shown in the diagram of FIG. 5
[0088] A tree includes nodes (e.g., T1, . . . T10) connected by edges, where each sub-string of a topic subscription corresponds to a node in the tree. The channels mapped to a given subscription are stored on the leaf node of that subscription indicating, for each leaf node, the list of channels from where the topic subscription came (i.e. through which subscription requests were received). This list indicates which channel should receive a copy of the message whose topic notation matches the subscription. As shown, the message routing lookup takes a message topic as input and parse the tree using each substring of that topic to locate the different channels associated with the incoming message topic. For instance, T1, T2, T3, T4 and T5 are directed to channels 1, 2 and 3; T1, T2, and T3, are directed to channel 4; T1, T6, T7, T* and T9 are directed to channels 4 and 5; T1, T6, T7, T8 and T9 are directed to channel 1; and T1, T6, T7, T* and T10 are directed to channel 5.
[0089] Although selection of the routing table structure is intended to optimize the routing table lookup, performance of the lookup depends also on the search algorithm for finding the one or more topic subscriptions that match an incoming message topic. Therefore, the routing table structure should be able to accommodate such algorithm and vice versa. One way to reduce the size of the routing table is by allowing the routing algorithm to selectively propagate the subscriptions throughout the entire publish/subscribe network. For example, if a subscription appears to be a subset of another subscription (e.g., a portion of the entire string) that has already been propagated, there is no need to propagate the subset subscription since the MAs already have the information for the superset of this subscription.
[0090] Based on the foregoing, the preferred message routing protocol is a topic-based routing protocol, where entitlements are indicated in the mapping between subscribers and respective topics. Entitlements are designated per subscriber or groups/classes of subscribers and indicate what messages the subscriber has a right to consume, or which messages may be produced (published) by such producer (publisher). These entitlements are defined in the P&M system, communicated to all MAs in the publish/subscribe network, and then used by the MA to create and update their routing tables.
[0091] Each MA updates its routing table by keeping track of who is interested in (requesting subscription to) what topic. However, before adding a route to its routing table, the MA has to check the subscription against the entitlements of the publish/subscribe network. The MA verifies that a subscribing entity, which can be a neighboring MA, the P&M system, a CE or an API, is authorized to do so. If the subscription is valid, the route will be created and added to the routing table. Then, because some entitlements may be known in advance, the system can be deployed with predefined entitlements and these entitlements can be automatically loaded at boot time. For instance, some specific administrative messages such as configuration updates or the like might be always forwarded throughout the network and therefore automatically loaded at startup time.
[0092] In addition to its role in the subscription process, the P&M system has a number of other management functions. These additional functions include publish/subscribe system configuration and health monitoring and reporting. Configuration involves both physical and logical configuration of the publish/subscribe system network and components. The monitoring and reporting involves monitoring the health of all network and system components and reporting the results automatically, per demand or to a log.
[0093] FIG. 6 is a block diagram illustrating a provisioning and management (P&M) system in accordance with one embodiment of the invention. As shown, the P&M system 500 can be deployed as a standalone appliance that communicates to one or more MAs in the publish/subscribe network. In an alternative embodiment, the P&M system can be integrated into an MA.
[0094] The P&M system performs its configuration, monitoring and reporting functions via administrative messages which are obtained from the administrative message layer 506 in the appliance message layer 502. Communications with other components in the network are done via the messaging transport layer 504 with all the aforementioned channel management which is typical to components in a system configured in accordance with the principles of the present invention. However, unlike the message transport layer in the MA which interacts directly with the physical medium interfaces, the P&M system is often implemented on top of the operating system 528 (OS) through which the messaging transport layer communicates with the physical medium interfaces (interfaces 1 . . . N). Hence, in order to support the various types of channels, the OS may require particular drivers for each physical medium that would not otherwise be made available with the OS. The OS might also require a particular interface card for the medium (e.g., direct connect interface card or Infiniband interface card).
[0095] The P&M might also use a network management stack 508 to communicate with the network-based management services. Examples of such network-based services include SNMP (simple network management protocol), system logging, HTTP/HTTPS (hypertext transfer protocol over Secure Socket Layer), Telnet/SSH (Secure Shell Protocol).
[0096] The P&M may be provided with a graphical user interface (GUI) 510, built on top of a number of functional blocks. Examples of such functional blocks include the configuration manager 512, the real-time monitoring block 514, the historical trending block 516, and the business-logic/application reporting block 518. The configuration manager functional block handles the configuration of all the physical components involved in the publish/subscribe network. The configuration 520 of each of these components involves a number of aspects including, for instance, security, authentication, entitlements (rights in terms of which users are allowed to subscribe to what topics), and topology (including communication paths between these different components).
[0097] The real-time monitoring functional block 514 listens to (sniffs) the various events 522 occurring in the publish/subscribe network. Examples of these events include new subscription requests from API, new subscribers connected to the Publish/subscribe network, real-time statistics on different hardware components in the networked publish/subscribe system, size of routing tables for all MAs and levels of resource utilization.
[0098] The historical trending block 516 is preferably tightly linked to the real-time monitoring subsystem because a trend can be established over time, from events that are monitored in real-time. To this end, the historical trending block takes its input from the real-time monitoring subsystem, and stores each data point in a real-time database. The historical trending block can then query the real-time database and chart the events it retrieves as a function of time. This block can be further used to track the publish/subscribe network behavioral patterns over time.
[0099] The business logic reporting block 518 provides another level of reporting by correlating the raw data of event patterns over time in order to help in the business decision making process. In one implementation, the business logic reporting block translates into business metrics the low-level message and network metrics data (typical raw data), examples of which include message and frame rate, network delay, jitter and loss data.
[0100] Optionally also, the real time monitoring and business logic reporting block is used to monitor service level agreements (SLA) and verify that a specific level of service is met over time. When an SLA is not met, it allows understanding and legal proof of where the problem is and how it is observed, assuming that all parties have agreed on the validity of such reports. Furthermore, establishing trends of historical metrics might help understand the changes in messaging infrastructure, and it might give an insight into long term messaging traffic patterns. As a result, it becomes a very valuable input in the business decision process.
[0101] In addition, the P&M system allows the administrator to define a message namespace associated with each of the messages routed throughout a given publish/subscribe network. Accordingly, a publish/subscribe network can be physically and/or logically divided into name-space-based sub-networks. This namespace-based topology is illustrated on FIGS. 7 a and 7b. The namespace is unique for each publish/subscribe sub-network. Therefore, in the combined publish/subscribe network each publish/subscribe sub-network has a unique namespace assigned to it. In this example, the publish/subscribe network is composed of two publish/subscribe sub-networks, the first one with namespace ‘Namespace 1’ and the second one with namespace ‘Namespace 2’. Essentially, the namespace management feature (in items 520, 512 at FIG. 6 ) provides the capacity to define different administrative domains and enable topic-based message communications across these different administrative domains while avoiding topic collisions or duplications.
[0102] In one example, a publish/subscribe sub-network ‘A’ publishes news updates that are routed towards the publish/subscribe sub-network ‘B’ and sub-network ‘C’ publishes news updates that are also routed towards the sub-network ‘B’. However, if sub-networks ‘A’ and ‘C’ publish the same news updates on the same topic, sub-network ‘B’ can differentiate between the news coming from ‘A’ and those that came from ‘C’ because of their associated namespace. In many instances, these namespace domains will be different intra-organizational domains. In other instances, these domains will be different organization or legal entities domains. In other words, the namespace feature may be used by an organization to limit entitlements to its data or content to certain users in or outside the organization. For users within the organization, this is done by issuing a namespace license to these users; and for users outside the organization, this is done by issuing a namespace license to the organization provided it has an MA.
[0103] As mentioned, both configuration and monitoring of the system components are performed by communications of administrative messages. Accordingly, in order to communicate with the MAs, the P&M system uses the channel-based messaging stack 508 (along with message layer 502, message transport layer 504 and channel management 526). FIGS. 8 a and 8b illustrate the communication between the P&M system and one of the MAs.
[0104] Turning now to the Messaging Appliances (MAs), FIG. 9 is a block diagram illustrating an MA configured in accordance with the principles of the present invention. In one configuration, the MA is a standalone appliance. In another configuration, the MA is an embedded component within any network physical component such as a router or a switch. In the shown embodiment of an MA, it is divided into three different functional parts. The first part 602 includes the aforementioned network management services (e.g., NTP, SNMP, syslog, telnet/SSH, HTTP/HTTPS, and the like). These services are built on top of a standard network stack, such as TCP/IP stack 604, and they may use, for instance, a dedicated Ethernet network interface card (NIC) 606. In one embodiment, the use of a dedicated NIC provides a way to physically isolate the management traffic from the data messaging traffic. The second part is defined as the messaging stack 608 with a message layer (e.g., Tervela™ message layer) 610 at the top and a transport message layer 612 below it. The messaging stack 608 handles any messaging traffic going in and out of the MA. The third part 614 includes the internal services. These services are used inside the MA, and don't have any direct external interface. Examples of these internal services include system management service such as local and remote management, logging, real-time monitoring and historic trends services. The internal services can be requested via an internal communication bus 616 with calls from any of the aforementioned first and second parts.
[0105] In other words, these internal services communicate indirectly with the P&M system through administrative messages generated by the native messaging layer 610, or via the network management stack 602. They keep track of the general health of the system, including particular performance metrics and statistics of the messaging layer and the underlying physical medium. These statistics can be stored on a per-channel basis, or they can be aggregated by computing moving weighted averages over time for the entire system.
[0106] In addition to the above-mentioned internal services, another internal service is the time stamping service (TSS) 624 which can be used to request an accurate timestamp. In one configuration, the TSS is based on a GPS signal received directly by the MA. Alternatively, the MA's internal processor clock is used instead of a GPS signal. The clock needs to be periodically updated and synchronized with an external time source, however. The network time protocol (NTP) or another comparable source are often used for this purpose and are suitable here as well. For a system with multiple MAs, the internal TSS can be synchronized across the multiple MAs by using standard network time protocols such as the NTP. In particular, one master MA would be synchronized to an external time source, and the neighboring MAs in the publish/subscribe network then synchronize themselves with the master MA. The time synchronization between MAs could be implemented by using a particular administrative message protocol to exchange time information. Alternatively, time synchronization could be implemented with the time information embedded in each data message routed throughout the publish/subscribe network.
[0107] In the illustrated MA, the native (e.g., Tervela™) messaging layer 610 has a number of roles two of which are to route native protocol messages and to handle local administrative messages. An administrative message might be a registration request of an API, a subscription request from an API, a configuration update from the P&M system, and more. Administrative messages are typically standard messages with specific administrative topics. Therefore, the MA will have to subscribe to the specific administrative messages (to the administrative topics) before any messages can be delivered locally in the MA. The initial administrative topic subscriptions can be inserted in the routing table as ‘static’ (fixed) routes that are pre-defined in the system for the delivery of administrative messages. These so called static routes map administrative subscriptions locally to the particular MA indicating to the message routing engine that it should deliver the matching administrative messages locally.
[0108] Whenever a message is generated locally in and routed by the MA or is forwarded via the MA, the message routing engine (MRE) 620 searches for channels that have subscriptions matching the topic of the message. The routing table lookup is expected to return a list of one or more channels that satisfy this criterion. However, if the returned list of channels is empty, the message will be dropped instead of being forwarded. Otherwise, if the returned list of channels is not empty, a copy of the message will be sent to each channel in this list. Preferably, instead of sending a separate copy of the message to each channel, the channel management module keeps only one copy of the message in memory, and it additionally keeps track of how many channels are obtaining and transporting this message. When all channels are done sending the message over their own physical mediums, the reference count goes back to zero, and the channel management can then free the memory allocated for that message. This is one example of how to optimize allocation and use of the system resources, in this case memory buffers in the messaging transport layer.
[0109] Note that before the MRE 620 sends the message to the message transport layer 612 for all the channels that require a copy of the message, the MRE obtains and records statistics on consumption patterns over these channels and system resources allocated for these channels. This monitoring and statistics tracking task is performed by the protocol optimization service (POS) 622.
[0110] If the POS determines that the system and channel resources at the source, destination, or both, are not optimally used it may adjust the channel configuration, or even create a new channel that will make a better use of the system and channel resources. For example, by monitoring metrics associated with the system and channel resources, e.g., latency and discard rate, the POS can change the channel communication protocol if these metrics go above or below predetermined thresholds. The discard rate is defined as the percentage of discarded messages from the total number of received messages. Messages are discarded when they are delivered to their destinations (e.g., APIs) via multicast channels and the destinations don't have the same subscription patterns. If the discard rate exceeds a percentage threshold, the MA may decide to switch the channel communication from multicast to unicast, or redistribute the subscriptions over the existing multicast channels.
[0111] As mentioned, the publish/subscribe network might be built on top of an IP-based network. In that case, the MA may have multiple unicast channels with different consumers, which are subscribing to the same topics. All these channels might share the same medium bandwidth. If the message rate increases sharply, the MA may no longer use the available bandwidth of the medium efficiently if the MA has to send multiple copies of the same message to all the consumers. Therefore, the POS might decide to switch from unicast-based channel protocols to a multicast-based channel protocol that will send only one copy of the message to all consumers located on that same medium. To switch from one type of channel protocol to another, the POS 622 module running on the MA 600 will notify the POS module on the API(s) that another channel needs to be created to optimize the channel resources. When the channel is created and ready, the MA switches from the old channel to the new one.
[0112] Then, for the particular case of an edge MA, when a channel delivers an incoming message to the channel management module, the first check is to verify whether the message protocol differs from the native message protocol. If it does, the channel management module will request the protocol translation engine 618 to convert the incoming messages to the native (e.g., Tervela™) message protocol. When the message is converted, it is handed off to the (Tervela™) messaging. Layer 610. Otherwise, in the case of a core MA, when a channel handles an incoming message, the message is handed off to the native (Tervela™) messaging layer assuming that all channels are using this native message protocol and, therefore, all messages already have the native message format.
[0113] As described earlier, all messages that are routed in the publish/subscribe network are received or sent on a particular channel (see inside message transport layer 612). Using these channels, the MA communicates with all other physical components in the publish/subscribe network. These communication interfaces are represented in the diagrams where in FIGS. 8 a and 8b the interface is shown for communications between the P&M system and the MA, in FIGS. 10 a and 10b the interface is shown for communications between the MA and the CE (caching engine), and in FIGS. 11 a and 11b the interface is shown for communications between the MA and the API.
[0114] There are times when these interfaces are interrupted or destinations can't keep up with the load. In these and other similar situations, the messages may be recalled from storage and retransmitted. Hence, whenever message data storage such as store and forward functionality is needed the MAs can operatively associate with a caching engine (CE). The CE is connected via a physical medium directly to the MA (as shown on FIGS. 1 , 1a, 10a and 10b), and it is designed to provide the feature of a store-and-forward architecture in a high-volume and low-latency messaging environment. FIG. 12 is a block diagram illustrating a CE configured in accordance with one embodiment of the invention.
[0115] The CE 700 performs a number of functions. For message data persistency, one function involves receiving data messages forwarded by the MA, indexing them using different message header fields, and storing them in a storage area 710. Another function involves responding to message-retrieve requests from the MA and retransmitting messages that have been lost, or not received, (and thus requested again by consumers).
[0116] Generally, the CE is built on the same logical layers as an MA. However, its native (e.g., Tervela™) messaging layer is considerably simplified. There is no need for routing engine logic because, as opposed to being routed to another physical component in the publish/subscribe network, all the messages are handled and delivered locally at the CE to its administrative message layer 714 or to its caching layer 702. As before, the administrative messages are typically used for administrative purpose, except the retrieve requests that are forwarded to the caching layer 702. All the data messages are forwarded to the caching layer, which uses an indexing service 712 to first index the messages, and then a storage service 708 for storing the messages in the storage area 710. All data messages are stored for a predefined period of time. The indexing service 712 is responsible for ‘garbage collection’ activity and notifies the storage service 708 when expired data messages need to be discarded from the storage area.
[0117] In addition to CEs, the MAs communicate with the aforementioned APIs. FIG. 13 is a block diagram of an API configured in accordance with one embodiment of the present invention.
[0118] The illustrated API 800 is a combination of an API communication engine 802 and API stubs 804 that are compiled and linked to all the applications 806 that use the API. One implementation of the communication engine could be a daemon. Communications between the API stubs and the API communication engine are done via an inter-process communication bus 808, implemented using mechanisms such as sockets or shared memory. The API stubs 804 are available in various programming languages, including C, C++, Java and .NET. In some instances, the API itself might be available in multiple languages. The API runs on various operating system platforms three examples of which are Windows™, Linux™ and Solaris™. Alternatively, the API communication engine and stubs can be merged at compile time with the application, as a monolithic API, to eliminate the need for spawning an additional process on the application server.
[0119] Much like the CE, the API communication engine is built on the logical layers found in the MA. In order to be able to communicate with the MA, the API also has a messaging transport layer 810. However, the messaging transport layer in the API and the MA differ from each other because, unlike the MA which interacts directly with the physical medium interfaces, the API sits in most implementations on top of an operating system (as is the case with the P&M system). In order to support different types of channels, the OS may require specific drivers for each physical medium that is otherwise not supported by the OS by default. The OS might also require the user to insert a specific physical medium card. For instance, physical mediums such as direct connect (DC) or Infiniband require a specific interface card and its associated OS driver to allow the messaging transport layer to send messages over the channel.
[0120] The messaging layer 812 in an API is also somewhat similar to a messaging layer in an MA. The main difference, however, is that the incoming messages follow different paths in the API and MA, respectively. In the API, the data messages are sent to the application delivery routing engine 814 (less schema bindings) and the administrative messages are sent to the administrative messages layer 816. The application delivery routing engine behaves similarly to the message routing engine 818, except that instead of mapping channels to subscriptions it maps applications (806) to subscriptions. Thus, when an incoming message arrives, the application delivery routing engine looks up for all subscribing applications and then sends a copy of this message or a reference to this message to all of them.
[0121] In some implementations, the application delivery routing engine is responsible for the late schema binding feature. As mentioned earlier, the native (e.g., Tervela™) messaging protocol provides the information in a raw and compressed format that doesn't contain the structure and definition of the underlying data. As a result, the messaging system beneficially reduces its bandwidth utilization and, in turn, allows increased message volume and throughput. When a data message is received by the API, the API binds the raw data to its schema, allowing the application to transparently access the information. The schema defines the content structure of the message by providing a mapping between field name, type of field, and its offset location in the message body. Therefore, the application can ask for a specific field name without knowing its location in the message, and the API uses the offset to locate and return that information to the application.
[0122] To a large extent, outgoing messages follow the same outbound logic as in the MA. In this example, the API has a protocol optimization service (POS) 820 that tracks statistics about consumption patterns, system and channel resource utilization (as is done in the MA). However, unlike the POS in the MA which makes its own decisions on when to change the channel configurations, the POS in the API acts as a slave of the master POS in the MA to which it is linked. When the POS on the MA decides to change the channel configurations, it remotely controls the slave POS at the API.
[0123] As mentioned above, for availability and reliability of the system and consistency and persistency of the message data it is advantageous to configure the system as a fault tolerant system. Preferably, the system is designed with session-based fault tolerant configuration as shown in FIG. 14 . Another possible configuration is full failover but in this instance we chose session-based fault tolerance instead.
[0124] A session encompasses the communications between two MAs or between one MA and an API (e.g., 910). A session can be active or passive. This configuration uses primary and secondary MAs (e.g., 906 and 908). If a failure occurs, the MA or the API may decide to switch the session from the primary MA 906 to the secondary MA 908. A failure occurs when a session experiences failures of connectivity and/or system resources such as CPU, memory, interfaces and the like. Connectivity problems are defined in terms of the underlying channel. For instance, an IP-based channel would experience connectivity problems when loss, delay and/or jitter increase abnormally over time. For a memory-based channel, connectivity problems may be defined in terms of memory address collisions or the like.
[0125] Overall, the session-based fault tolerant design has the advantage of not affecting all the sessions when only one or a subset of all the sessions is experiencing problems. That is, when a session experiences some performance issues this session is moved from the primary MA (e.g., 906) to the secondary fault tolerant (FT) MA 908 without affecting the other sessions associated with that primary MA 906. So, for instance, API1-4 are shown still having their respective active sessions with the primary MA 902 (as the active MA), while API5 has an active session with the FT MA 908.
[0126] The primary and secondary MA may be seen as a single MA using some channel-based logic to map logical to physical channel addresses. For instance, for an IP-based channel, the API or the MA could redirect the problematic session towards the secondary MA by updating the ARP cache entry of the MA logical address to point at the physical MAC address of the secondary MA.
[0127] In sum, the present invention provides a new approach to messaging and more specifically an end-to-end middleware architecture that improves the effectiveness of messaging systems. Although the present invention has been described in considerable detail with reference to certain preferred versions thereof, other versions are possible. Therefore, the spirit and scope of the appended claims should not be limited to the description of the preferred versions contained herein.
Claims
What is claimed is:
1. An end-to-end publish/subscription messaging system with a middleware architecture, comprising:
one or more messaging appliances configured to receive and route messages;
an interconnect utilizing channel-based messaging that routes messages over a first messaging layer based on one or more channels mapped to subscription topics, each of the one or more channels assigned to a communication pathway of a second messaging layer; and
a provisioning and management system linked via the interconnect to the one or more messaging appliances and configured to exchange administrative messages with each of the one or more messaging appliances,
wherein each of the one or more messaging appliances is further configured to execute the routing of messages by dynamically selecting, in real time, a message transmission protocol and a message routing path.
2. The system of claim 1, wherein the provisioning and management system is configured to perform functions associated with the administrative messages including system configuration, health and performance monitoring and reporting.
3. The system of claim 1, wherein the one or more messaging appliances is configured as an edge messaging appliance or a core messaging appliance.
4. The system of claim 3, wherein each edge messaging appliance is linked to a message transformation engine for transforming incoming messages from an external protocol to a native protocol and for transforming routed messages from the native protocol to the external protocol.
5. The system of claim 1, wherein the message transmission protocol is selected to be one of a unicast, multicast or broadcast protocol.
6. The system of claim 1, further including one or more application programming interfaces configured for interfacing between one or more applications and a respective one of the one or more messaging appliances.
7. The system of claim 6, in which a respective one of the one or more messaging appliances and a respective one of the one or more application programming interfaces are operative to communicate with each other by incorporating one or more messages in a single frame.
8. The system of claim 6, wherein each of the applications is configured to send requests, including registration and subscription requests, to a respective one of the one or more messaging appliances, wherein the provisioning and management system is further configured to handle digital rights management where each respective messaging appliance confirms and reports to the provisioning and management system whether an application attempting to register or subscribe with it is entitled to do so.
9. The system of claim 6, wherein each of the application programming interfaces is logically linked to a respective one of the one or more messaging appliances having been registered to it via a topic-based subscription.
10. The system of claim 6, wherein the one or more messaging appliances include one or more core messaging appliances to which the application programming interfaces register.
11. The system of claim 9, wherein the topic based subscriptions are each established via a subscription request, and wherein a single subscription request is capable of establishing subscriptions to a group of related topics.
12. The system of claim 1, in which the interconnect is an interconnect network over which the one or more messaging appliances and the provisioning and management systems are deployed, the network being configured with any number of routers, switches and subnets.
13. The system of claim 1, wherein the interconnect is a channel-based, fabric agnostic physical medium.
14. The system of claim 1, wherein the one or more messaging appliances, the provisioning and management systems, and the interconnects incorporate transport logic.
15. The system of claim 14, wherein the interconnect is configured for transport transparent channel-based messaging where messages are communicated in native protocol format independent of the transport logic.
16. The system of claim 1, wherein the messages are constructed such that they comprise one or more schema field and payload, and wherein one or more of the message appliances are configured to separate the schema and payload when the messages enter the system and combine the schema and payload when the messages leave the system.
17. The system of claim 1, wherein each of the one or more messaging appliances stores a routing table and wherein at least some of the one or more messaging appliances are configured to route messages via at least one channel to a neighbor application or device subscribed to all or a subset of messages transmitted via the at least one channel, and wherein each of the one or more messaging appliances is further configured to optimize the mapping of channels to subscriptions in the routing table based on network utilization, link latency and other efficiency metrics.
18. The system of claim 17, wherein channel and subscription data stored in the routing table are formatted in a tree structure or a dynamic map structure.
19. The system of claim 1, wherein the dynamic selection of the message transmission protocol and the message routing path is based on system topology or health and performance reports from the provisioning and management system, and wherein the dynamic selection of the message transmission protocol and the message routing path comprises dynamic resource allocation, dynamic channel creation, dynamic channel selection, or any combination thereof.
20. The system of claim 1, having boundaries that transcend regional, national or continental borders, with one or more subsystems in each region, country or continent, wherein the subsystems are linked via a networking infrastructure and each subsystem includes a provisioning and management system, an interconnect, and one or more messaging appliances.
21. The system of claim 1, wherein the provisioning and management system is integrated into one of the one or more messaging appliances or is implemented as a standalone appliance.
22. The system of claim 1, in which each of the one or more messaging appliances includes:
a network management stack linked to a physical interface management functional block;
a services block containing a system management services functional block and a time stamping service functional block, both linked via a network management internal communications logical bus to the network management stack; and
a native message layer in communication with a messaging transport layer, both of which link via a messaging internal communications logical bus to the services block.
23. The system of claim 22, wherein the native message layer includes an administrative message layer, a message routing engine, message transmit and message receive logic and a master protocol optimization service.
24. The system of claim 22, wherein the messaging transport layer includes channel management, and wherein the dynamic selection of a message routing path includes one or more of selection and creation of a channel.
25. The system of claim 24, wherein each channel is configured for network-based, node-based or memory-based transmission protocol and is associated with a physical interface to a physical medium which is fabric agnostic.
26. The system of claim 25, wherein the physical medium is configured as Ethernet, memory-based direct connect or Infiniband.
27. The system of claim 1, wherein the provisioning and management system includes message transport and native message layers linked to a configuration functional block and a monitoring functional block which is, in turn, connected via an inter-process communications bus to management blocks that encompass configuration management, real time monitoring, historical trending and application business reporting functional blocks.
28. The system of claim 27, wherein the provisioning and management system further includes one or both of:
a network management service connected on one side to the monitoring functional block and on the other side to the network stack of the operating system; and
a user interface connected to the management blocks.
29. The system of claim 25, wherein the interconnect includes a transport channel and the physical medium through which the one or more messaging appliances communicates with the provisioning and management system.
30. The system of claim 1, further comprising one or more caching engines each operatively connected to a respective messaging appliance for providing quality of service functionality including message data store and forward functionality.
31. The system of claim 30, wherein each caching engine includes a caching layer connected with a native message layer which is, in turn, connected to a message transport layer, wherein the caching layer includes storage, a storage service and an indexing service.
32. The system of claim 1 wherein one of the one or more messaging appliances is operatively connected to an application via an application programming interface that is registered to such messaging appliance and delivers messages between the application and the messaging appliance.
33. The system of claim 32, wherein each of the one or more messaging appliances includes a master protocol optimization service and each application programming interface includes a slave protocol optimization service responsive to its respective master protocol optimization service.
34. The system of claim 32, wherein each application programming interface includes, a communication engine and one or more application stubs linked thereto.
35. The system of claim 34, wherein the communication engine is a daemon.
36. The system of claim 32, wherein each application programming interface is deployed on top of an operating system in the client application host.
37. The system of claim 32, wherein each application programming interface includes:
an application delivery engine for transmitting messages to the application; and
an administrative message layer for handling administrative messages.
38. A system with a publish/subscribe middleware architecture, comprising:
one or more namespace domains; and
a physical domain interconnect medium for connecting between the namespace domains,
wherein each namespace domains includes:
one or more messaging appliances configured for receiving and routing messages,
an interconnect utilizing channel-based messaging that routes messages over a first messaging layer based on one or more channels mapped to subscription topics, each of the one or more channels assigned to a communication pathway of a second messaging layer; and
a provisioning and management system linked via the interconnect to the one or more messaging appliances and configured to exchange administrative messages with each of the one or more messaging appliances,
wherein each of the one or more messaging appliances is further configured to execute the routing of messages by dynamically selecting a message transmission protocol and a message routing path.
39. An enterprise system with a publish/subscribe middleware architecture, comprising:
a market data delivery infrastructure having one or more messaging appliances for receiving and routing market data messages;
a market order routing infrastructure having one or more messaging appliances to receive and route transaction order messages; and
an intermediate infrastructure in communication link with the market data delivery and market order routing infrastructures, respectively, wherein the intermediary infrastructure includes:
one or more messaging appliances configured for receiving and routing the market data and transaction order messages,
an interconnect utilizing channel-based messaging that routes messages over a first messaging layer based on one or more channels mapped to subscription topics, each of the one or more channels assigned to a communication pathway of a second messaging layer; and
a provisioning and management system linked via the interconnect to the one or more messaging appliances and configured for exchanging administrative messages with each of the one or more messaging appliances, including the messaging appliances in the market data delivery and market order routing infrastructures,
wherein each of the messaging appliances is further configured to execute the routing of messages it receives by dynamically selecting a message transmission protocol and a message routing path.
40. The enterprise system of claim 39, further comprising: market data sources for publishing the market data messages; and market data consumers for receiving the 10 market data messages and for publishing the transaction order messages, the market data consumers including one or more applications, wherein the intermediate infrastructure includes an application programming interface between each of the applications and one of the one or more messaging appliances in the intermediate infrastructure to which such application programming interface is registered, the application programming interfaces operative for delivering the market data messages to and transaction order messages from the applications.
41. The enterprise system of claim 39, further comprising protocol transformation engines and in which the one or more messaging appliances in the market data delivery and market order routing infrastructures are configured as edge messaging appliances and the one or more messaging appliances in the intermediate infrastructure are configured as core messaging appliances, wherein each edge messaging appliance employs its respective protocol transformation engine to transform messages between external protocol and native protocol, and wherein each core messaging appliance is configured for handling messages in the native protocol.
42. The enterprise system of claim 39, wherein the one or more messaging appliances are interconnected to provide network disintermediation.
43. The enterprise system of claim 39, wherein one or more of the one or more messaging appliances is an embedded component in a switching or routing device.
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