Systems and methods for automatic application version upgrading and maintenance

[0002] This application is a continuation of 08/707,622 filed Sep. 5, 1996, now U.S. Pat. No. 6,006,034 the entire teachings of which are incorporated herein by reference.

[0003] The present invention relates to methods and systems for maintaining components of application programs in a client/server network environment. A client is a personal computer or a workstation that operates on a network to execute various application programs. A server is typically a larger, centralized computer on the network which services the clients by providing programs, files and data, and by controlling hardware devices shared by the clients.

[0004] An application program typically comprises a number of components each of which exists as a separately addressable file, and where each component is identified by a version number, perhaps indicating its creation date. An application program may typically undergo numerous revisions and updates throughout the course of its operational existence on the client. In the network environment, an application program on the client can be kept current by replacing one or more of such components, or by adding or deleting components. The components having the latest version numbers can be maintained on the central server and distributed from the server to each individual client as needed through a standard file transfer protocol.

[0005] In the prior art systems, the version upgrading or component upgrading procedures are driven by the central server through complex interactions between the server and client systems.

[0006] Server-driven methods, however, are inherently unsuited for applications running on open-architecture networks, such as the Internet or intranet settings, in which the individual clients are difficult to access and control. The methods and systems of the present invention significantly improve the version updating process in a client-server environment in which such updating requires frequent and efficient deployment of the application components. In particular, the present invention shifts the version updating control to the individual client rather than the server, not only to reduce processing burden on the server but also to enable version updating in an open network environment, such as the Internet, where the source providing servers generally cannot control the remote clients. The methods of the present invention further adds security and protection from potential file corruption and undue delays during file transfer from a server to a client. By intelligently and automatically selecting to download and update only the needed and changed components of an application program, the present method alleviates the concerns of time and efficiency in any client-server network environment which requires highly dynamic application updates.

[0007] In the preferred embodiment, the present invention involves maintaining on a server the components of an application program, each having a version identification, and maintaining a catalog of components with the version identifications. The components may include executable codes, library files, parameter files, and data files of the application program. The application program is further maintained at a client. In response to a call to the server from the client, the server is caused to download the catalog to the client and the client compares the version identifications between the components maintained on the server as indicated in the downloaded catalog and the components maintained on the client. The application program on the client is updated by downloading from the server to the client the selected components for which the version identifications do not match. The updated application program is then executed on the client.

[0008] The above preferred method further comprises updating the application program on the client by downloading from the server to the client the selected components specified in the catalog which are new and, therefore, not present on the client. This also makes possible the initial installation of the application on the client. Similarly, the catalog file can specify and cause to delete from the client any components previously included in the application program which are no longer needed to execute in the updated version.

[0009] In the preferred embodiment, the catalog is used to specify: network addresses of other servers from which the catalog or component modules can be retrieved in subsequent updates; directory locations on the client for storing the downloaded components for proper execution of the application program on the client; and procedures for executing programs on the client, such as virus scanning code, after each component is downloaded as well as prior to and following the execution of the updated application program.

[0010] In the preferred embodiment, the catalog file retained on the client specifies a maximum wait-time interval to limit any delay associated with updating the application program, and a list of further servers on the network, each including a copy of the catalog file. When, in response to the call to the server from the client, the server fails to download the catalog within the maximum wait-time interval, the client cancels the download and routes the call to one of the further servers to engage a new download and so on until the catalog has been downloaded within the specified maximum wait-time interval.

[0011] In the preferred embodiment, the catalog file is specified with a cryptographic digest for each component to ensure its authenticity and integrity. The client updates the application program on the client by downloading and replacing selected components for which the cryptographic digests do not match, and the client further computes the cryptographic digests on the client to ensure that each of the downloaded components is authentic and that each has not been corrupted during the download transmission.

[0012] In the preferred embodiment, the frequency of the updating procedure is defined on a periodic basis or on an event-driven basis. For example, a predefined time interval, such as a day or week can be specified in the catalog, or by a user, and the application program is updated only on the first time the application is run in a specified time interval. In another embodiment, the application program on the client is automatically updated by an operating system or by a launcher program executed by a startup command on the client each time the client is booted up. In such an embodiment, the application program is caused to be updated regardless of whether the application program is executed at the client. Similarly, the client can be configured to update the application program periodically only as necessary to replace either outdated or corrupted components, or to delete any modules no longer needed, or to add any new modules.

[0013] In the preferred embodiment, the call to the server from the client is transmitted to the server by a launcher program on the client which operates as a proxy to the application program. Selecting the application from the client to execute the program engages the launcher to communicate with the server, to cause the server to download the catalog file, and to update the application program on the client and execute the updated application program on the client. In such an embodiment, the launcher can be implemented as a separate utility program or as a functional component of an operating system of the client and run invisibly in the background.

[0014] Once the catalog file has been retrieved and processed in accordance with the method of the present invention, the status of each updating of the application program, including names of the components replaced, deleted or added on the client and related procedures, can be recorded in a file on the client for tracking and reporting the program usage and updates. Information in the downloaded catalog file, which at least includes the list of names and version identifications of the components for the updated application program, is stored on the client to be used in a subsequent update. The catalog file can also be specified to include a procedure to delete the components following the execution of the updated application program to free up disk space on the client.

[0015] With the method of the present invention, controlling a version upgrade at the client through an open network environment, such as the Internet, can be easily implemented. In the Internet environment, for example, the call to a server for updating the application program can be made through a hypertext link on a Web browser directed to the catalog on the server. The launcher program can be integrated into the browser as a helper application, a plug-in module, or as a browser control. When the link is selected from the client browser, the launcher is executed to update the corresponding application components on the client. The downloading chores of the update can be accomplished through standard file transfer methods such as the file transfer protocol or the hypertext transfer protocol. The catalog file can also be specified to include a procedure to install on the client desktop an icon or a shortcut which enables the end user to run the application without accessing the Web page in subsequent updates.

[0016] The above and other features of the invention including various novel details of construction and combinations of parts will now be more particularly described with reference to the accompanying drawings and pointed out in the claims. These features are described with reference to installing and maintaining complete applications, but can also be used for individual components such as data files. It will be understood that the particular devices and methods embodying the invention are shown by way of illustration only and not as limitations of the invention. The principles and features of this invention may be employed in varied and numerous embodiments without departing from the scope of the invention.

[0017] The foregoing and other objects, features and advantages of the invention will be apparent from the following more particular description of preferred embodiments of the invention, as illustrated in the accompanying drawings in which like reference characters refer to the same parts throughout the different views. The drawings are not necessarily to scale, emphasis instead being placed upon illustrating the principles of the invention.

[0018] FIG. 1 is a graphical illustration of a closed network environment including a central distribution server.

[0019] FIGS. 2A and 2B illustrate generally the client-controlled network environment of the present invention.

[0020] FIG. 3A illustrates the general framework in which the launcher program on a client controls a version update in conjunction with the procedure specified in the catalog file.

[0021] FIG. 3B illustrates the process involved in composing the preferred catalog file within the process as described in FIG. 3A.

[0022] FIG. 3C is a graphical illustration of the user perspective of the launcher driven client.

[0023] FIG. 3D is a graphical illustration of the version check process on the client.

[0024] FIG. 4A illustrates one embodiment of the launcher configuration.

[0025] FIGS. 4B to 4E illustrate the preferred embodiment of the launcher configuration and the detailed preferred updating process of the present invention.

[0026] FIG. 5 illustrates another aspect of the present invention relating to minimizing download wait time.

[0027] FIGS. 6A and 6B illustrate a further aspect of the present invention relating to client configuration.

[0028] FIGS. 7A through 7C illustrate preferred implementations of the methods of the present invention in the Internet environment.

[0029] A description of preferred embodiments of the invention follows.

[0030] Referring to the drawings, FIG. 1 illustrates a closed network 10 such as a local area network in which a central distribution server 12 controls the distribution of application software running on each of the multiple clients 14 within the network 10. In such an environment, the version updating typically requires the server 12 to undergo a complex task of updating each client 14 individually. Such procedure requires significant processor power particularly if the clients must be updated at the same time. Further, a client program may be updated unnecessarily when the program is not routinely accessed at the client.

[0031] In an open network architecture, such as the Internet and intranets, the centralized program updating is difficult due to the fact that the individual clients are not necessarily controlled by the server. In the Internet, for example, a Web server communicates with a remote client on an anonymous basis and cannot easily control the parameters of the client. FIG. 2A illustrates a preferred method of the present invention wherein a client 22 controls the process of a software upgrade in the client utilizing one or more servers 24 on a network. More particularly, in FIG. 2B, a software version upgrade can be initiated through executing an application program on the client 22. The execution command transmits a request signal 23 to the server 24 which holds the latest application components. In the preferred embodiment, the server responds by downloading a catalog of a list of the application components, each identified with the latest version number. Here, the server includes either a single computer or multiple computers or other servers networked together. The catalog file is processed by the client 22 to selectively identify and retrieve required components of the application program from the server 24.

[0032] A persistent cache directory 22aon the client 22 stores a representation of the catalog file 26, which at least includes the updated list of components and version numbers on the client, for a comparison in a subsequent version check. The components may either be stored in cache 22aor in program directories, such as 22bto 22d, specified in the catalog file 26, for proper execution. It can be seen that only the components which require updating are downloaded, and they are only downloaded when there is a need because the program is being accessed at the client.

[0033] FIG. 3A is a preferred flow sequence of a version updating process of the present invention. The process first involves packaging a catalog file 300 in the server. The catalog file is downloadable from the server to a client using standard network transfer protocol, such as the file transfer protocol or the hypertext transfer protocol. In the preferred embodiment, as described in FIG. 3B, a catalog file is prepared to include application information 320 which includes the client download directory location(s) and the execution command to the application program. For each component that is now required, the catalog file includes at 324 a version identification, code or data size, and the network address(es) where the latest version of the component is stored. The components themselves may also be included within the catalog file in certain updating situations. For each component, a cryptographic digest is computed and specified in the catalog at 326. Such an encryption is used later to verify authenticity and integrity of the component following the completion of a download in the client. The catalog further includes at 328 for each component directory or subdirectory locations on the client where the component must reside in order to allow proper execution of the application program.

[0034] Additionally, the catalog includes at 330 identifications of components previously required in the application program that are now obsolete in the new version. At 340, the catalog file can also include the client's system environment variables relative to the installation requirements in different client directory locations. An environment variable is a system wide parameter commonly used to store small items of information to be shared between multiple programs. In one embodiment of the invention, certain environment variables hold references to directories in which application components are stored on the client. The catalog can also include at 342, network locations storing future versions of the catalog file and/or the associated application components. The catalog file can further include at 344 procedures necessary for executing codes after retrieval of each component or prior to and/or following the execution of the updated application program.

[0035] Returning to FIG. 3A, the catalog file is retrieved at 302 from the server in response to a call from the client. In a preferred embodiment, as illustrated in FIG. 3C, the client 22 of the present invention includes a launcher program 348 which is automatically activated when a user selects to run the application underlying icon 350 on a desktop window 346 of the client system 22. The launcher 348 serves as a proxy to the application program and communicates with the server 24 over a network to request a download of the catalog file.

[0036] In FIG. 3A, the launcher processes the downloaded catalog file at 304 and begins to unpack the catalog file to initiate a version check at 306. The version comparison in these steps involves comparing the contents of a new catalog file 352 downloaded from the server, as shown in FIG. 3D, with the existing representation of the catalog file 354 stored in persistent cache 22aof the client 22. The contents of the new catalog 352 reflect the latest component versions, and the catalog 354 in cache 22alists the component versions presently installed on the client. The comparison described in these steps is only a basic requirement in an updating procedure. Other steps, as will be discussed later, can be specified in the catalog file and executed by the launcher on the client.

[0037] Further referring to FIG. 3A, the launcher at 308 engages the server to download the required components for a proper update as defined in the catalog file in 306. The encrypted components are authenticated at 310 through the cryptographic digests specified in the catalog file. The pre-launch code prescribed in the catalog file, such as a virus scan, is executed at 312. The updated and verified application program is launched and executed at 314 followed by any post-launch activities at 316 also defined in the catalog file. Information in the catalog file, which at least includes the updated list of components and version numbers on the client, is stored at 317 in cache on the client until the subsequent version update.

[0038] The launcher program can be configured in different ways to accommodate users with different options to control and update the application program. In one embodiment, as shown in FIG. 4A, the launcher is a stand-alone program which can be executed through a desktop icon 400 on a client window. Selecting the icon executes the launcher program which provides a user with a dialog window to either select an existing application program to update at 401 or specify the network address of the catalog file for a new application at 402. Through the launcher dialog window(s), a user can select any application program either to execute, or to update and execute, or simply to update the components therein. In another embodiment, as shown in FIG. 4B, an icon directed to the application program can be installed on the client desktop window at 404. Selecting the icon automatically launches the launcher program in the background to begin an updating process. At 405, the launcher program in this embodiment is pre-configured with network address(es) of the catalog file as a parameter of the program.

[0039] FIGS. 4C through 4E further illustrate the preferred process of the present invention. In the preferred embodiment, a user may either invoke at 406 an icon directly associated with the application program or run the launcher program at 407 to select a particular application program to update. In either option, the launcher program, executes with the address of the catalog file to initiate program update at 408. At 409, the launcher retrieves the catalog file from the specified server address or from a local disk, and, at 410, the launcher reads the application information in the retrieved catalog file. The application information is as described in FIG. 3B and includes the client download directory location(s) and the execution command and procedure relative to the application program. The catalog file is further examined for any environment variable pertaining to the client system which instructs the launcher as to how the components are installed on the client. At 414, the launcher designates appropriate directories on the client where the components should be stored.

[0040] The process for identifying the individual component files to download from the server begins at 416. At 416, the launcher reads the next component file name and version number or identification from the retrieved catalog file of the latest component versions made available on the server. Each component version number is compared at 418 with the current component version numbers listed in a previous catalog file representation stored in cache on the client. If the version number is correct, the cryptographic digest is checked at 419. Any component not on the client or showing different version numbers or different cryptographic digest are selected and retrieved from the specified server location 420. The cryptographic digest is computed on a retrieved component at 421 and confirmed at 422. An incorrect or a corrupted component is similarly replaced at 420. At 424, the launcher program executes any procedure such as virus scan decryption or expansion of encrypted or compressed component files specified in the catalog file after retrieving each component.

[0041] Once the components have downloaded, any existing components on the client that are not no longer needed as a result of the version update are deleted at 430. At 432, information in the catalog file, which at least includes the list of the components of updated application program, is stored in cache on the client for use in a subsequent update. The launcher then executes at 434 the pre-launch procedures specified in the catalog, such as virus scan, prior to executing the application program at 436. The process completes by running the post-launch procedures at 438.

[0042] The catalog file can also be specified to include a procedure to delete the components following the execution of the updated application program to free up disk space on the client.

[0043] One aspect of the present invention relates to enhancing speed and efficiency with which an application program on a client is updated and executed so that the program runs with the most current data and/or coding structure. FIG. 5 describes a preferred method of the present invention in which the client monitors and limits the time spent on an initial download of the catalog file from a server to a client. In the preferred embodiment, the catalog file previously stored on the client includes a maximum wait time interval specified as the time within which the transmission of the catalog file to the client in response to an application launch command should be completed. Such a time limit is to ensure that the catalog file is delivered quickly, and to identify and break a client-server communication jam which might delay the download indefinitely if the particular session were maintained. As indicated previously, the catalog file previously stored on the client includes the network addresses of alternate servers storing the catalog file. Referring to FIG. 5, in response to an application launch from a client at 502, a timer is triggered to count down the maximum wait time interval specified in the catalog file at 504. While the catalog file is being retrieved at 506 the timer is monitored against the maximum wait limit at 508. If the download has exceeded the time limit, the launcher in the client terminates the session and connects to a different server at 510 to initiate a new download. The timer is again activated, and the time limit is monitored until the download is completed at 514.

[0044] Another aspect of the present invention relates to providing user flexibility at the client to control the updating procedures. In a preferred embodiment, as described in FIGS. 6A and 6B, a client can be configured to adapt a number of different updating schedules. In this embodiment, an application program may be selected to run either from a client desktop at 602 or during a boot sequence at 611, and the associated launcher is automatically executed to run a sequence of parameter checks. At 604, if the launcher is configured to run an update on a periodic basis, such as on a daily, weekly, or monthly basis, the launcher, through an internal calendar or clock, checks to determine if a new update is due with respect to the last update at 608, and, if so, executes an update process once within such a period at 609. If the update is specified during a boot sequence 611, the launcher is executed at 612 during such boot and performs the version update at 614 typically without executing the application program. In all the other configured situations the client defaults to run the launcher automatically in each application launch, unless otherwise specified by the user or in the catalog file. In the defaults, sending the launcher can be implemented as a component part of the client operating system to run invisibly in the background.

[0045] Yet another aspect of the invention relates to providing fully controlled client-server environment within an open network architecture, such as the Internet. In one preferred embodiment, as described in FIG. 7A, the client is a World Wide Web (Web) client, such as a Web browser, and the automatic version upgrading process is implemented to run fully within such a browser. In this embodiment, a hypertext link at 704 to an application program is provided within a hypertext markup language (HTML) document displayed on a Web page. Such a link is a uniform resource locator directed to a server site which makes available the catalog file for download through either the file transfer protocol (ftp) or the hypertext transfer protocol (http). The launcher program which receives and processes the catalog file is embedded (706) into the browser as a “plug-in” module or as a native browser control. A plug-in module is an integrated component of a browser which enables the execution of non-Web applications within the browser environment. A native browser control is built into the browser, and is hence more tightly integrated than any add-on modules on separate executables. At 708, the launcher is engaged to process the downloaded catalog file. Accordingly the components are downloaded to update the application program without leaving the Web browser at 710 and the program is executed at 712.

[0046] In another embodiment, the launcher program is implemented as a browser “helper application.” In FIG. 7B, selecting the link directed to the catalog file on a Web page initiates the download and version check on the client at 716 to 720. The resulting updated application components are stored in the client cache directory or in the appropriate program directories 722. The updated application program can be executed either within the Web session or after exiting the Web browser at 726. The catalog file can also be specified to include a procedure to install on the client desktop an icon or a shortcut which enables the end user to run the application without accessing the Web page in subsequent updates.

[0047] FIG. 7C illustrates a preferred process in which a Web client, such as a Web browser, is configured not only to retrieve a component catalog file from a server but also to retrieve a launcher program to implement the update procedures on the client computer. At 728 and 730, a user, through a standard Web browser on a client, selects a link directed to the catalog file on a remote server. The browser, through a standard Internet protocol, such as hypertext transfer protocol, retrieves the catalog file at 732 in response to the link. At 734, the browser is specified to query and determine whether the client maintains a launcher program. If the launcher program is present on the client, the browser invokes the launcher at 738 to begin the update process. In the event the client does not support a launcher, the browser is directed to download a launcher program from the server and to install the launcher integrally into the browser at 736.

[0048] While this invention has been particularly shown and described with references to preferred embodiments thereof, it will be understood by those skilled in the art that various changes in form and details may be made therein without departing from the scope of the invention encompassed by the appended claims.