Sol/Gel-Containing Surface Coating Polymer Compositions

The present invention relates to sol or gel compositions capable of enhancing the corrosion-protection properties of surface coating compositions and paints and particularly latex paints.

Surface coating compositions typically include such materials as paints, lacquers and varnishes. Paints contain pigmented materials whereas lacquers or varnishes are generally clear or transparent. The purposes of surface coatings are aesthetic and/or protective. A coating can enhance the appearance of a substrate in terms of color and gloss as well as give protection against such problems as weathering or corrosion.

In terms of corrosion protection, particularly corrosion protective properties relating to free metal-containing substrates, alternative and improved surface coatings or paints are still being sought. Free metal-containing substrates, particularly iron-containing substrates such as mild steel, cast iron, wrought iron, and the like, and others such as galvanized steel, aluminum, copper, brass, alloys thereof, etc., are vulnerable to exposure damage (i.e., corrosion) without some form of protection. Corrosion includes dry (oxidative) corrosion and stress corrosion. Surface coating defects related to corrosion include rusting, blistering, delamination, undercutting, under-rusting and film form corrosion. Some of the factors which influence the extent to which a surface coating composition or paint will protect metal-containing substrates from corrosion include permeability to water and oxygen, ion migration through the coating film, electrical resistance of the coating, adhesive performance under wet conditions, alkali resistance, the presence of materials which act to inhibit corrosion and the absence of materials which promote corrosion. Such factors have been considered during formulation of oil-base surface coatings and paints. However, it is difficult to formulate waterborne paints, particularly water-dispersible (latex) paints) having a high corrosion protection property. The inability to readily formulate corrosion-protective and latex paints is a significant drawback since oil-base paints are being phased out due to environmental restrictions limiting the volatile organic compounds (VOC) content of paints.

The present invention involves a method for preventing the corrosion of free metal-containing substrates. The method includes enhancing the corrosion protection property of a surface coating composition, including a paint composition, which is applied to such substrates. A sol or gel composition containing a salt is added to a polymer-containing composition, preferably to a surface coating or paint composition containing a polymer, to produce a product surface coating composition having an enhanced corrosion protection property. The salt in the sol or gel composition is contained in sufficient amount to prevent corrosion on a free metal-containing substrate when the surface coating composition containing the salt is coated and dried on the substrate.

The invention also involves a surface coating composition comprising a polymer binder and a salt homogeneously distributed in the composition in sufficient concentration to inhibit the effects of corrosion on a free metal-containing substrate. The protective surface coating composition, particularly a waterborne surface coating composition, comprises a sol or gel composition containing a corrosion protection-enhancing amount of salt, at least one water-soluble or water-dispersible polymer binder, and usually a paste stock containing such ingredients as pigments, coalescing aids, thickening aids, dispersing aids, defoamers, biocides, and fillers.

The protective surface coating compositions of the invention prepared from the sol or gel composition and polymer may be applied to several different free metal-containing substrates. The resultant dried surface coating composition and the coated free metal-containing substrates formed therefrom provide compositions having substantially enhanced corrosion protection properties compared to compositions not prepared with the described sol or gel compositions. Such compositions and less corrosion-prone coated free metal-containing substrates produced therefrom also retain adequate scrub and wet adhesion properties while gloss is enhanced.

The present invention involves a method for protecting free metal-containing substrates from corrosion by enhancing the corrosion protection property of a surface coating composition, including a paint composition, applied to such substrates. The method includes the step of admixing a sol or gel composition containing a salt with a composition containing a polymer to produce a product admixture composition. The salt is contained in the sol or gel composition in a sufficient concentration to increase the corrosion protective property of a surface coating composition derived from the product admixture composition. The product admixture composition can be either the product surface coating composition or a precursor to the product surface coating composition. The method includes the step of blending the product admixture composition with a surface coating paste stock to provide a product surface coating or paint composition having an improved corrosion prevention property compared to one prepared without introducing the salt into the surface coating composition by addition of a salt-containing sol or gel composition. Copending U.S. patent application Ser. No. 373,401, filed Jun. 30, 1989 by the present inventor and incorporated herein by reference in its entirety, describes surface coating compositions effective for inhibiting or reducing corrosion of a free metal-containing substrate due to corrosion-reducing or corrosion-inhibiting properties of the composition.

Copending U.S. patent application Ser. No. 305,451, filed Feb. 1, 1989, by the present inventor and incorporated herein by reference in its entirety, describes salt-containing sol or gel compositions and their method of preparation, and the admixing of the sol or gels with polymers to produce product admixture compositions which are stable and noncoagulated. In addition to a salt, the sol or gel compositions usually contain a nonaqueous solvent, a stabilizer and, optionally, an acidic component. Typically the solvent is an ether, ester, alcohol or combinations thereof (such as ethylene glycol), the stabilizer is either a chelator, such as a hydrocarboxylic acid, or a nonionic surfactant, and the acidic component is a protic acid such as nitric acid. Polymers contemplated for use in the surface coating compositions described herein include natural polymers such as polymized oils (for instance, vegetable oils found in varnishes), cellulose and cellulose-derived materials (for instance, nitrocellulose found in lacquers) and various resins (for instance, those found in oil-based paints, lacquers or varnishes), and the like; also synthetic polymers such as thermoplastic and thermosetting polymers as well as semisynthetic polymers. Although all polymers, particularly water-soluble polymers, such as water-soluble resins, are contemplated in the present invention, a preferred polymer is a nonconjugated polymer such as a water-dispersible polymer (particularly latex) disclosed in the aforementioned copending application Ser. No. 305,451. An intermediate mixture of salt, stabilizer and solvent is heated to prepare a sol or gel which is typically mixed with a starting latex polymer to produce a product admixture containing the salt and latex polymer.

The invention encompasses surface coating compositions which have a continuous and discontinuous phase, including paints, lacquers and varnishes. The surface coating composition contains a salt derived from a salt-containing sol or gel composition admixed with a composition containing a polymer. The invention is particularly directed to a waterborne surface coating composition wherein the continuous water phase contains a binder comprising a water-soluble polymer, and, more particularly, to waterborne surface coating compositions wherein the discontinuous phase comprises a water-dispersible polymer binder, such as a latex. The discontinuous phase of the surface coating compositions of the invention also contains salt components of the sol or gel compositions described herein and typically a paste stock usually containing one or more of the following components: a pigment, an extender pigment, a coalescing aid, a thickening aid, a dispersing aid, a protective coloid, a defoamer, a biocide, an amine solubilizer, a flow additive, a drier, a cosolvent and a filler material. The waterborne coating compositions of the invention contain water, the sol or gel compositions described herein, usually a paste stock and either water-soluble polymers such as water-soluble resins, alkyds, polyurethanes, unsaturated polyesters, and the like, or water-dispersible polymers such as latex polymers.

Although the invention is not bound by any theory, it is believed that at least some of the particulates derived from the starting salt contained in the sol or gel exists as anions or cations of the salt or as colloidal salt particulates, the derived particulates being homogeneously distributed in the resultant polymer/salt composition comprising the surface coating composition of the invention. Such colloidal salt particulates ordinarily have a diameter less than about 40 nanometers, usually less than about 20 nanometers, and often less than about 10 nanometers. In contrast to conventional surface coating compositions containing dispersed salts from a paste stock (including ground pigments comprising salts, i.e., salt pigments), which are ordinarily capable of settling over time, the salt components introduced into the surface coating compositions of the invention by means of the sol or gel compositions are continuously and permanently distributed throughout the surface coating composition, or a precursor thereof, so as to be homogeneously distributed in the product composition. The term "homogeneously distributed" as used herein refers to those arrangements and distributions of salt components (whether cations, anions or colloidal salt particulates) derived from the sol or gel composition being closer to the homogeneity and permanence existing in a true solution (wherein a salt is completely dissolved in water and permanently maintained in such a phase) than that in conventional surface coating compositions containing ground dispersed salt pigments. The finely ground conventional dispersed paint pigment or other additive comprising a salt is considered herein to be heterogeneously distributed in a surface coating composition. When viewing the distribution of salt components in surface coating compositions with visibility aids weaker than the ultra microscope, the homogeneity of the salt components of the compositions of the invention is better than that for the ground pigment salts, and the like, of conventional surface coating compositions. In the present context, the distribution and arrangement of butterfat particles in homogenized mil, when viewed through a magnifying glass, is considered homogeneous.

Although any polymer binder compatible with the salt components of the sol or gel compositions described herein may be utilized in a surface coating composition of the invention, water-dispersible polymers are preferred. In a preferred embodiment, a typical polymerization process yields an emulsion comprising a latex polymer and water. However, the emulsion can further comprise a surfactant, a chain transfer agent, catalysts, and activators.

The emulsion in combination with the salt-containing sol or gel compositions described herein (i.e., product admixture composition) can be used to replace at least a portion of the polymer binder used in a waterborne surface coating composition, such as a water-base paint composition containing a latex polymer. A typical surface coating or paint composition comprises an emulsion containing a polymer binder, salt (from a sol or gel) which is homogeneously distributed therein, at least one pigment, a coalescing aid, a thickening aid, a dispersing aid, a defoamer, a biocide, and a filler. Coalescing aids, thickening aids, dispersing aids, defoamers, biocides and fillers suitable for use in surface coating paint compositions are well known to those skilled in the art. Exemplary polymer binders include, but are not limited to, resins, vinyl acrylic polymers, acrylic polymers, vinyl chloride acrylic polymers, vinylidene chloride polymers, styrene-butadiene copolymers, styrene-acrylate copolymers, and vinyl acetate-theylene copolymers. Also included are those polymers disclosed in the aforementioned copending application Ser. No. 305,451. Preferred polymers include vinylidene chloride polymers, vinylacrylic polymers and styrene-acrylate copolymers. Generally, up to about 30 weight percent of the solid content of the polymer binder can be replaced by the product admixture composition of the invention. Usually, the product admixture composition replaces about 1 to about 30 weight percent of the polymer binder's solid content. Preferably, from about 5 to about 25, and more preferably from about 10 to about 20 weight percent of the solid content of the polymer binder is replaced by the product admixture composition. Paint compositions suitable for use in conjunction with the product admixture composition typically have a pigment volume concentration (pvc) of less than about 25 volume by volume percent (v/v%). Preferably, the paint composition has a pvc of about 15 to about 25 v/v%.

In addition to a polymer binder and a sol or gel composition containing a salt, the surface coating composition of the invention can contain a surface coating paste stock. The paste stock, particularly a paste stock suitable in combination with a water-dispersible polymer, usually contains at least one pigment and usually at least one of the aforementioned additives such as a coalescing aid, a thickening aid, a defoamer, a biocide and/or a filler material or extender. Copending U.S. patent application Ser. No. 345,029, filed Apr. 28, 1989, by the present inventor and incorporated herein by reference in its entirety, describes compounding ingredients for use during blending with a product admixture composition. In the present invention, a waterborne coating polymer containing a water-soluble polymer binder and water usually contains a surface coating paste stock containing at least one pigment and usually at least one additive such as a pigment dispersant, an amine solubilizer, a flow additive, a drier, and/or a cosolvent. Conventional ground pigments useful herein include titanium dioxide; copper carbonate; manganese dioxide; lead, zinc and boron chromates; cadmium sulphide; iron oxides; Prussian blue; cobalt blue; ultramarine; chromium oxide; cadmium selenide; red lead; chrome lead; zinc oxide; antimony oxide and lead or calcium carbonate. The salt components derived from the sol or gel composition described herein can also comprise all or a part of the pigment contained in the surface coating composition. As disclosed in the aforementioned copending U.S. application Ser. No. 305,451, several salts contained in the sol or gel compositions provide either color or colorless compositions. For instance, aluminum acetate sol is yellow, aluminum nitrate sol is colorless, cupric acetate is blue, cobalt acetate is red, neodymium chloride is yellow-green, ferric citrate is brown, etc.

The salt contained in the sol or gel provides an enhancement to the corrosion protection property of the composition. Such enhancement is particularly effective for the corrosion protection property of a paint composition.

Several of the salts contained in the sol or gel compositions, as described in the aforementioned U.S. application Ser. No. 305,451, are utilized to prepare the surface coating compositions of the invention. Particularly useful salts providing corrosion protection properties for the product admixture composition or the surface coating compositions described herein include the acetates, citrates, molybdates, nitrates, phosphates, plumbates and silicates of aluminum, ammonium antimony, bismuth, boron, cadmium, calcium, cerium, cesium, chromium, cobalt, copper, dyprosium, europium, gallium, germanium, gold, indium, iron, lanthanum, lead, lithium, magnesium, manganese, mercury, molybdenum, neodymium, nickel, potassium, praseodymium, rubidium, samarium, silicon, silver, sodium, strontium, tellurium, terbium, thallium, uranium, yttrium and zinc. Preferred corrosion protective salts include anions such as acetates, chromates, molybdates, phosphates, plumbates, and silicates of such cations as ammonium, aluminum, barium, calcium, cadmium, chromium, cobalt, copper, dysprosium, lead, lithium, magnesium, mercury, potassium, praseodymium, silicon, silver, sodium, strontium, uranium and zinc, tetraethylammonium bromide, ferric citrate and yttrium nitrate. Highly preferred salts contain at least one divalent cation, such as a zinc cation, and particularly, in combination with chromates, molybdates, phosphates and silicates. Other highly preferred divalent cations include barium, cadmium, calcium, copper, magnesium, mercury and strontium. Other preferred salts are chromates, molybdates or phosphate-containing salts, such as zinc, ammonium, sodium or zinc chromate, molybdate or phosphate.

In one embodiment of the invention, a sol or gel containing a salt is admixed with a polymer such as a resin. The product admixture composition is blended with a surface coating paste stock to produce a water-soluble surface coating composition. In a preferred embodiment, the salt-containing sol or gel is admixed with a latex polymer, water and a surface coating paste stock to produce a water-dispersible surface coating composition. The product coating compositions have enhanced corrosion protection properties and such salt addition does not substantially reduce the scrub or wet adhesion properties of the compositions.

The surface coating or paint composition can be applied to at least a portion of a surface of a free metal-containing or substrate. A free metal-containing substrate, as referred to herein, contains at least a portion of a free metal or alloys containing mixtures of free metals. Typical free metal-containing substrates comprise, for instance, iron, mild steel, cast iron, wrought iron, galvanized steel, stainless steel, aluminum, copper, brass, alloys thereof, and other corrodible free metals.

When applied on free metal-containing substrates, (1) the dried sol or gel composition or (2) the dried product admixture composition or (3) the dried surface coating compositions of the invention described herein are capable of reducing or inhibiting the effect of corrosion. As compared to free metal-containing substrates coated (and dried) with the same surface coating or paint admixture composition but not containing the salt from the sol or gel composition, the free metal-containing substrate coated (and dried) with the compositions containing the salt-containing sol or gel compositions of the invention exhibit either (1) a substantially greater time interval before corrosion effects are indicated on the free metal-containing substrate or (2) less surface area indicating the effects of corrosion over a given period of time in a given environment. When applies to a mild steel substrate (the mild steel containing less than 1 weight percent of carbon), the product admixture composition, surface coating or paint, upon drying, forms a dried composition that typically prevents the formation of rust on the mild steel substrate for at lest one week under accelerated weathering conditions.

In the method of the invention, sufficient salt (i.e., a corrosion protection-enhancing amount of salt) is incorporated into the sol or gel composition and/or sufficient sol or gel containing salt is admixed with a composition containing a polymer (and/or a paste stock) in an amount which prevents the formation of rust under accelerated weathering conditions for at least 4 days on a mild steel "Q" panel substrate. "Q" panels contain uncoated mild steel. The product admixture composition, surface coating composition or paint composition is applied to the "Q" panel, dried for one week and subjected to accelerated weathering conditions which are either "salt fog" conditions or QUV Weatherometer conditions for at least 4 days. (QUV Weatherometer conditions are alternating 4 hour intervals of daylight and night (no light) for 1 week with alternating 4 hour rain simulations overlapping the daylight and night intervals. "Salt fog" conditions subjected on the "Q" panels are a water vapor atmosphere containing 3 vol. % chloride (NaCl) at a temperature of 80.degree. C. for 100 hours using a Model No. 411-1ACD cabinet using an ASTM B-117 test.) As compared to panels coated with essentially the same composition but not containing the sol or gel composition containing a salt yet exhibiting corrosion effects on at least 0.25 percent of the surface area, free metal-containing substrates coated with the dried compositions of the invention exhibit corrosion effects (such as rusting) on less than 0.2 percent of the surface area, and usually on less than 0.1 percent of the surface area, after at least 4 days under either the "salt fog" or Weatherometer conditions. Under ordinary performance conditions, the surface coating compositions described herein exhibit suitable or improved properties with respect to abrasion, impact, adhesion, flexibility, moisture vapor transmission, pendulum hardness and dry temperature resistance.

An amount of the salt which enhances the corrosion prevention property of the surface coating composition is homogeneously distributed in the surface coating composition of the invention or its precursor by a method involving admixing a sol or gel composition containing sufficient salt with a composition containing a polymer. In general, the particular salt utilized, the particular amount of sol or gel composition and salt amount utilized, depends upon the particular polymer utilized and the particular substrate that is coated. Although the amount of salt contributed from the sol or gel and the amount of polymer are determined by the particular corrosion prevention use, typically the concentration of salt homogeneously distributed in the surface coating composition is about 0.02 and about 1 weight percent. Typically the concentration of sol or gel composition in the surface coating composition which is necessary to achieve such salt concentrations is usually about 0.1 to about 5 weight percent. Furthermore, the concentration of salt in the sol or gel composition is usually about 1 to about 50, preferably about 10 to about 20 weight percent. Moreover, when the sol or gel composition is first admixed with a composition containing a polymer to produce a product admixture composition prior to blending with a surface coating paste stock, the concentration of the sol or gel in the product admixture composition is usually about 0.5 to about 25 weight percent, and the concentration of the salt (from the sol or gel composition) in the product admixture composition is ordinarily about 0.1 to about 5 weight percent.

The sol or gel compositions, the product admixture compositions or the surface coating compositions of the invention are applied either to the surface of an uncoated solid metal-containing substrate, or applied to such substrates over a previously coated surface. Such applied compositions of the invention are dried or cured by suitable methods known in the art (generally exposure to air) to product a dried, resultant protective coating composition containing a coalesced polymer and salt components derived from the sol or gel composition.

The resulting coated substrate containing both a solid free metal-containing substrate and the dried resultant protective surface coating composition of the invention has a dried resultant surface coating having an enhanced corrosion prevention property compared to that of a similar coating composition not prepared with the sol or gel composition described herein. The surface coating compositions of the invention may, in addition to the composition protection properties, contain a controlled quantity of sol or gel composition and/or salt contained therein, so as to have desired opacity and/or color and other visual effects.

The resulting coated substrates produced by the combination of the dried resultant coating composition and the solid substrate upon which the surface coating composition of the invention is at least partially applied may also depend upon the reaction between the salt contained in the sol or gel composition in the coating compositions of the invention and the particular substrate that is coated. As disclosed in copending U.S. patent application Ser. No. 387,933, filed Jul. 31, 1989, a dried resultant coating composition on a coated substrate comprising a wood-containing substrate contains tannin blocking properties effective for reducing the weathering of the wood. The dried resultant protective surface coating paint or product admixture composition of the present invention, contained as a portion of a coated substrate comprising a corrosion-prone substrate (i.e., a free metal-containing substrate), has a corrosion-reducing or corrosion-inhibiting property. Mechanisms for corrosion protection may vary, depending upon which salts, polymers and substrates are involved. For instance, inhibitive salt pigments utilizing a sacrificial cathodic mechanism may be utilized in the sol or gel compositions. Some forms of barrier salts may be provided by the sol or gel compositions. Latex and oil-based polymer compositions may vary the permeability of the applied coating composition in combination with the particular salt utilized. Also, iron-containing and non-iron-containing substrates may typically be protected from corrosion by different mechanisms.

The present invention encompasses salts, introduced into the product admixture, surface coating or paint compositions described herein, which utilize whatever suitable mechanism which reduces the corrosion of a free metal-containing substrate as compared to the same respective polymer containing compositions except not containing the salts derived from the sol or gel compositions.

The invention is further illustrated by the following examples which are illustrative of specific modes of practicing the invention and are not intended as limiting the scope of the invention defined by the appended claims.

A 2-liter resin kettle is charged with 491.3 g 1,5-pentanediol, 99.82 g zinc acetate, 332.7 g citric acid and 30 ml concentrated nitric acid. The mixture is heated to 65.degree. C. for 6 hours. The material is cooled to room temperature. The resulting material is a sol having a pH of <0.1.

A 1-liter resin kettle is charged with 246 g ethylene glycol, 50 g zinc acetate, and 166 g of a nonionic surfactant Igepal CO630 polyoxyethylene nonylphenol. The mixture is heated to 40.degree. C. for 6 hours. Upon cooling to room temperature, the resulting material is a sol having apH of 2.12 and a viscosity of 175 cps (Brookfield).

Sols containing magnesium, manganese, mercurous, strontium and uranyl nitrates are prepared in the same manner as the above-mentioned sol containing zinc acetate, ethylene glycol and the nonionic surfactant. The pH and viscosity properties of the sols are summarized in Table A as follows:

The sols of Examples 1 and 2 are each admixed with a latex. Each sol is separately mixed with a styrene-acrylate or and a polyvinylidene chloride (commercially available as 76 RES 1018 and 76 RES 5517, respectively, from Unocal Chemicals Division, Schaumburg, Ill., herein "Unocal"). The sol to latex weight ratio is 1:9, obtained by using 36.0 g sol and 324 g latex. The sols are drawn down on steel Q panels using a 10 mil drawdown bar. The panels are dried for 1 week. The panels are then subjected to a salt fog (3%NaCl) at 80.degree. C. for 100 hours in a Model No. 411-1ACD cabinet manufactured by Industrial Filter & Pump Company of Cicero, Ill. using ASTM B-117 test. Uncoated panels, panels with latex containing no sol, and panels coated with latex admixed with the above described sols are evaluated after the "salt fog" test. The results using SSPC Guide to Vis. 2 are summarized in Table B.

The results in Table B indicate that the product admixture composition of sol and latex coated on mild steel panels can reduce corrosion on the panel surfaces by a factor of at least about 10 times, and, in some cases, at least about 100 times that of panels coated with the latex containing no sol.

A 1-liter resin kettle is charged with 246 g ethylene glycol, 50 g sodium molybdate, 166 g citric acid, and 15 ml concentrated citric acid. The mixture is heated at 45.degree. C. for 3 hours. The product is cooled to room temperature to produce a sol. The sol has a pH of 0.1 and a viscosity of 216 cps (Brookfield).

Sols containing sodium chromate and sodium phosphate (monobasic) are similarly prepared. The pH and viscosity properties of the sols are shown in Table C.

The sols of Example 4 are separately admixed with Unocal latexes containing polyvinyl acrylate (i.e., Unocal 76 RES 3077 and 76 RES 3083). The sol and latex product admixture compositions are drawn down on steel Q panels using a 10 ml drawdown bar. The panels are air dried for 1 week. The panels are then subjected to QUV Weatherometer conditions for 1 week with alternating 4 hours intervals of light and darkness, and overlapping alternating 4 hour rain simulations (using tap water). Corrosion evaluations on uncoated panels, panels coated with latex containing no sol, and panels coated with product admixture compositions containing sol and latex are summarized in Table D.

The results in Table D indicate that the sol/latex coated panels can reduce corrosion by at least about 10 times and often at least about 100 times that of panels coated with the same latex but containing the salt from the sol.

In view of the foregoing description of the invention including the examples thereof, it is evident that many alternatives, modifications, and variations can be made by those skilled in the art without departing from the concept of the present invention. Accordingly, it is intended in the invention to embrace all such alternatives, modifications, and variations as may fall within the scope of the appended claims.